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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $797M AUM 444 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 165 New 133 Added 75 Reduced 18 Exited
Page 10 of 23  ·  444 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 XLU SELECT SECTOR SPDR TR 18,826.0 $864K 0.11% +146.0 +0.8% $45.89 -1.9%
182 RDIV INVESCO EXCH TRADED FD TR II 15,192.0 $846K 0.11% $55.66 +3.4%
183 DVN DEVON ENERGY CORP NEW Energy 16,599.0 $835K 0.10% NEW $50.32 -6.4%
184 ALL ALLSTATE CORP Financial Services 4,004.0 $830K 0.10% +706.0 +21.4% $207.35 +3.4%
185 AMD ADVANCED MICRO DEVICES INC Technology 4,058.0 $825K 0.10% +1K +40.3% $203.38 +121.1%
186 ECL ECOLAB INC Basic Materials 3,058.0 $813K 0.10% +197.0 +6.9% $266.02 -6.0%
187 DTD WISDOMTREE TR 9,310.0 $804K 0.10% NEW $86.36 +6.9%
188 YUM YUM BRANDS INC Consumer Cyclical 5,166.0 $803K 0.10% +86.0 +1.7% $155.48 -1.8%
189 IBM INTERNATIONAL BUSINESS MACHS Technology 3,271.0 $793K 0.10% +584.0 +21.7% $242.39 +4.4%
190 KR KROGER CO Consumer Defensive 10,907.0 $789K 0.10% -325.0 -2.9% $72.36 -7.3%
191 SPY CALL STATE STR SPDR S&P 500 ETF T Financial Services 1,200.0 $780K 0.10% NEW $650.34 +14.2%
192 KAT ADVISORS SER TR 14,504.0 $777K 0.10% +882.0 +6.5% $53.60 +2.9%
193 MCD MCDONALDS CORP Consumer Cyclical 2,481.0 $773K 0.10% +484.0 +24.2% $311.42 -8.7%
194 VMBS VANGUARD SCOTTSDALE FDS 16,451.0 $772K 0.10% +423.0 +2.6% $46.95 -1.0%
195 VB VANGUARD INDEX FDS 2,939.0 $770K 0.10% -16.0 -0.5% $261.91 +9.4%
196 GDV GABELLI DIVID & INCOME TR Financial Services 28,200.0 $759K 0.10% $26.93 +7.8%
197 BGR BLACKROCK ENERGY & RES TR Financial Services 43,855.0 $759K 0.10% -500.0 -1.1% $17.31 -5.2%
198 QQQM INVESCO EXCH TRADED FD TR II 3,176.0 $755K 0.10% +3K +591.9% $237.65 +23.8%
199 SBUX STARBUCKS CORP Consumer Cyclical 8,372.0 $750K 0.09% +670.0 +8.7% $89.58 +18.9%
200 KLAC KLA CORP Technology 509.0 $749K 0.09% -36.0 -6.6% $1472.41 +25.1%
Page 10 of 23  ·  444 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Financial Services 19.7%
Healthcare 11.6%
Communication Services 11.4%
Consumer Cyclical 8.7%
Industrials 7.2%
Consumer Defensive 5.6%
Energy 4.8%
Utilities 2.3%
Basic Materials 1.6%