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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $527M AUM 297 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 20 New 106 Added 113 Reduced
Page 6 of 6  ·  113 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 BLK BLACKROCK INC NEW COM Financial Services 252.0 $270K 0.05% -7.0 -2.7% $1070.34 -1.8%
102 PYPL PAYPAL HLDGS INC COM Financial Services 4,548.0 $266K 0.05% -434.0 -8.7% $58.50 -25.1%
103 HAS HASBRO INC COM Consumer Cyclical 2,846.0 $233K 0.04% -22.0 -0.8% $82.00 +18.5%
104 DT DYNATRACE INC COM Technology 5,382.0 $233K 0.04% -2K -28.0% $43.34 -7.8%
105 VIRTUS DIVID INT & PREM STRATEGY FD COM 17,425.0 $225K 0.04% -2K -10.3% $12.89
106 TRGP TARGA RES CORP COM Energy 1,121.0 $207K 0.04% -175.0 -13.5% $184.50 +49.7%
107 BSJR INVESCO EXCHANGE-TRADED SELF-INDEXED FD TR BULLETSHARES 2027 BD ETF 7,743.0 $175K 0.03% -65K -89.4% $22.61 -1.1%
108 SCD LMP CAP & INCOME FD INC COM Financial Services 11,300.0 $167K 0.03% -2K -17.5% $14.81 +3.2%
109 FT FRANKLIN UNVL TR SH BEN INT Financial Services 10,150.0 $81K 0.01% -5K -33.0% $8.00 +0.0%
110 VOX VANGUARD WORLD FDS VANGUARD COMMUNICATION SVCS ETF 407.0 $79K 0.01% -12.0 -2.9% $193.63 +0.8%
111 VDE VANGUARD WORLD FDS VANGUARD ENERGY ETF 477.0 $60K 0.01% -14K -96.7% $125.92 +34.3%
112 BSJQ INVESCO EXCHANGE-TRADED SELF-INDEXED FD TR INVESCO BULLETSHARES 2026 HIGH YIELD CORP ETF 2,359.0 $55K 0.01% -5K -67.5% $23.33 -1.0%
113 VFH VANGUARD WORLD FDS VANGUARD FINLS ETF 234.0 $31K 0.01% -257.0 -52.3% $133.49 -5.0%
Page 6 of 6  ·  113 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.2%
Financial Services 17.1%
Communication Services 12.8%
Healthcare 12.0%
Consumer Cyclical 9.5%
Industrials 6.2%
Consumer Defensive 4.8%
Energy 2.9%
Utilities 2.5%
Basic Materials 2.0%