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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $797M AUM 444 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 165 New 133 Added 75 Reduced 18 Exited
Page 3 of 4  ·  75 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 BIV VANGUARD BD INDEX FDS 8,987.0 $694K 0.09% -64.0 -0.7% $77.18 -1.3%
42 USA LIBERTY ALL STAR EQUITY FD Financial Services 122,605.0 $680K 0.09% -10K -7.4% $5.55 +3.5%
43 BLV VANGUARD BD INDEX FDS 9,640.0 $663K 0.08% -786.0 -7.5% $68.78 -2.1%
44 BX BLACKSTONE INC Financial Services 5,543.0 $639K 0.08% -114.0 -2.0% $115.20 +1.3%
45 DUK DUKE ENERGY CORP NEW Utilities 4,749.0 $622K 0.08% -883.0 -15.7% $130.94 -5.0%
46 AWK AMERICAN WTR WKS CO INC NEW Utilities 4,320.0 $588K 0.07% -318.0 -6.9% $136.09 -9.5%
47 BND VANGUARD BD INDEX FDS 7,831.0 $577K 0.07% -1K -12.4% $73.64 -1.1%
48 PG PROCTER & GAMBLE CO Consumer Defensive 3,963.0 $574K 0.07% -128.0 -3.1% $144.76 -1.3%
49 EXC EXELON CORP Utilities 11,643.0 $571K 0.07% -541.0 -4.4% $49.02 -8.3%
50 XLY SELECT SECTOR SPDR TR 5,053.0 $551K 0.07% -273.0 -5.1% $108.98 +7.6%
51 AIG AMERICAN INTL GROUP INC Financial Services 7,009.0 $527K 0.07% -3K -29.1% $75.25 +4.0%
52 SPY STATE STR SPDR S&P 500 ETF T Financial Services 804.0 $521K 0.07% -474.0 -37.1% $647.91 +14.1%
53 CNP CENTERPOINT ENERGY INC Utilities 11,697.0 $505K 0.06% -482.0 -4.0% $43.16 -1.6%
54 XEL XCEL ENERGY INC Utilities 6,045.0 $480K 0.06% -450.0 -6.9% $79.44 +0.5%
55 CINF CINCINNATI FINL CORP Financial Services 2,896.0 $456K 0.06% -125.0 -4.1% $157.35 +6.9%
56 ENB ENBRIDGE INC Energy 8,091.0 $437K 0.06% -429.0 -5.0% $54.04 +5.6%
57 FIX COMFORT SYS USA INC Industrials 281.0 $387K 0.05% -44.0 -13.5% $1378.99 +34.9%
58 SYK STRYKER CORPORATION Healthcare 1,120.0 $368K 0.05% -65.0 -5.5% $328.59 -2.9%
59 VNQ VANGUARD INDEX FDS 4,091.0 $363K 0.05% -697.0 -14.6% $88.70 +8.2%
60 ABT ABBOTT LABORATORIES Healthcare 3,441.0 $356K 0.04% -476.0 -12.2% $103.45 -15.0%
Page 3 of 4  ·  75 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Financial Services 19.7%
Healthcare 11.6%
Communication Services 11.4%
Consumer Cyclical 8.7%
Industrials 7.2%
Consumer Defensive 5.6%
Energy 4.8%
Utilities 2.3%
Basic Materials 1.6%