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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $797M AUM 444 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 165 New 133 Added 75 Reduced 18 Exited
Page 8 of 9  ·  165 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 EEM ISHARES TR 421.0 $24K 0.00% NEW $56.79 +15.3%
142 IGRO ISHARES TR 200.0 $17K 0.00% NEW $83.77 +5.6%
143 IXN ISHARES TR 150.0 $15K 0.00% NEW $99.97 +33.0%
144 IJJ ISHARES TR 106.0 $14K 0.00% NEW $132.50 +5.4%
145 IWS ISHARES TR 92.0 $13K 0.00% NEW $145.74 +7.5%
146 INDS PACER FDS TR 300.0 $11K 0.00% NEW $36.74 +8.7%
147 EFA ISHARES TR 110.0 $11K 0.00% NEW $97.13 +6.7%
148 JNK SPDR SERIES TRUST 110.0 $11K 0.00% NEW $95.72 +0.4%
149 DXJ WISDOMTREE TR 56.0 $9K 0.00% NEW $159.11 +6.6%
150 SPIP SPDR SERIES TRUST 324.0 $8K 0.00% NEW $26.01 -0.5%
151 HEDJ WISDOMTREE TR 138.0 $7K 0.00% NEW $52.30 +7.4%
152 IGV ISHARES TR 89.0 $7K 0.00% NEW $80.04 +16.6%
153 BUFQ FIRST TR EXCHNG TRADED FD VI 182.0 $6K 0.00% NEW $35.32 +10.2%
154 URA GLOBAL X FDS 120.0 $6K 0.00% NEW $48.42 -0.8%
155 ESGU ISHARES TR 35.0 $5K 0.00% NEW $141.43 +14.3%
156 DEM WISDOMTREE TR 75.0 $4K NEW $49.69 +7.7%
157 IHDG WISDOMTREE TR 67.0 $3K NEW $48.15 +4.8%
158 TFLO ISHARES TR 62.0 $3K NEW $50.63 -0.1%
159 FLOT ISHARES TR 60.0 $3K NEW $50.95 +0.1%
160 SPIB SPDR SERIES TRUST 81.0 $3K NEW $33.54 -0.6%
Page 8 of 9  ·  165 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Financial Services 19.7%
Healthcare 11.6%
Communication Services 11.4%
Consumer Cyclical 8.7%
Industrials 7.2%
Consumer Defensive 5.6%
Energy 4.8%
Utilities 2.3%
Basic Materials 1.6%