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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $797M AUM 444 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 165 New 133 Added 75 Reduced 18 Exited
Page 7 of 9  ·  165 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 BBAG J P MORGAN EXCHANGE TRADED F 2,860.0 $132K 0.02% NEW $46.16 -1.2%
122 GHI GREYSTONE HOUSING IMPACT INV Financial Services 25,126.0 $124K 0.02% NEW $4.92 +6.9%
123 EFG ISHARES TR 1,100.0 $123K 0.01% NEW $111.37 +8.1%
124 CGSM CAPITAL GRP FIXED INCM ETF T 3,838.0 $101K 0.01% NEW $26.28 -0.1%
125 IHI ISHARES TR 1,873.0 $100K 0.01% NEW $53.35 -4.6%
126 ISHARES TR 10,100.0 $93K 0.01% NEW $9.17
127 SLYV SPDR SERIES TRUST 793.0 $75K 0.01% NEW $94.58 +7.8%
128 SPLV INVESCO EXCH TRADED FD TR II 905.0 $66K 0.01% NEW $73.14 +0.6%
129 EHI WESTERN ASSET GBL HIGH INC F Financial Services 11,000.0 $65K 0.01% NEW $5.90 +1.5%
130 ISCB ISHARES TR 900.0 $59K 0.01% NEW $65.09 +8.4%
131 ICVT ISHARES TR 569.0 $58K 0.01% NEW $101.79 +13.5%
132 GBIL GOLDMAN SACHS ETF TR 550.0 $55K 0.01% NEW $100.19 -0.1%
133 REM ISHARES TR 2,000.0 $43K 0.01% NEW $21.47 +1.2%
134 XNTK SPDR SERIES TRUST 160.0 $41K 0.01% NEW $255.28 +33.7%
135 SPYM SPDR SERIES TRUST 487.0 $37K 0.01% NEW $76.54 +14.0%
136 IJT ISHARES TR 256.0 $37K 0.01% NEW $144.71 +10.8%
137 SCHD SCHWAB STRATEGIC TR 1,050.0 $32K 0.00% NEW $30.68 +4.7%
138 IWP ISHARES TR 236.0 $30K 0.00% NEW $128.12 +7.2%
139 SHY ISHARES TR 362.0 $30K 0.00% NEW $82.57 -0.5%
140 XLB SELECT SECTOR SPDR TR 524.0 $26K 0.00% NEW $49.97 -0.5%
Page 7 of 9  ·  165 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Financial Services 19.7%
Healthcare 11.6%
Communication Services 11.4%
Consumer Cyclical 8.7%
Industrials 7.2%
Consumer Defensive 5.6%
Energy 4.8%
Utilities 2.3%
Basic Materials 1.6%