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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $797M AUM 444 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 165 New 133 Added 75 Reduced 18 Exited
Page 3 of 9  ·  165 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 NAN NUVEEN NY DIVI ADV Financial Services 166,556.0 $1.9M 0.23% NEW $11.15 +1.0%
42 DGRW WISDOMTREE TR 19,138.0 $1.7M 0.21% NEW $87.84 +9.0%
43 SHOP SHOPIFY INC Technology 13,029.0 $1.5M 0.19% NEW $118.62 -12.2%
44 ITOT ISHARES TR 10,475.0 $1.5M 0.19% NEW $142.43 +13.3%
45 QQEW FIRST TR EXCHANGE-TRADED FD 10,375.0 $1.3M 0.17% NEW $126.97 +15.6%
46 ISHARES TR 52,150.0 $1.3M 0.16% NEW $24.75
47 ITA ISHARES TR 5,742.0 $1.3M 0.16% NEW $218.68 +1.8%
48 MPC MARATHON PETE CORP Energy 4,718.0 $1.2M 0.14% NEW $244.17 +5.1%
49 MSI MOTOROLA SOLUTIONS INC Technology 2,639.0 $1.1M 0.14% NEW $433.97 -8.9%
50 IYW ISHARES TR 6,069.0 $1.1M 0.14% NEW $181.42 +31.1%
51 SPXX NUVEEN S&P 500 DYNAMIC OVERW Financial Services 68,250.0 $1.1M 0.14% NEW $16.07 +11.3%
52 TLT ISHARES TR 10,767.0 $933K 0.12% NEW $86.69 -3.3%
53 SGOV ISHARES TR 9,039.0 $910K 0.11% NEW $100.66 -0.1%
54 USMV ISHARES TR 9,526.0 $883K 0.11% NEW $92.74 +3.2%
55 IGM ISHARES TR 7,316.0 $867K 0.11% NEW $118.51 +29.7%
56 DVN DEVON ENERGY CORP NEW Energy 16,599.0 $835K 0.10% NEW $50.32 -2.8%
57 DTD WISDOMTREE TR 9,310.0 $804K 0.10% NEW $86.36 +6.4%
58 SPY CALL STATE STR SPDR S&P 500 ETF T Financial Services 1,200.0 $780K 0.10% NEW $650.34 +13.7%
59 MUB ISHARES TR 7,060.0 $749K 0.09% NEW $106.14 -0.1%
60 AMLP ALPS ETF TR 13,535.0 $712K 0.09% NEW $52.64 +3.6%
Page 3 of 9  ·  165 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Financial Services 19.7%
Healthcare 11.6%
Communication Services 11.4%
Consumer Cyclical 8.7%
Industrials 7.2%
Consumer Defensive 5.6%
Energy 4.8%
Utilities 2.3%
Basic Materials 1.6%