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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $797M AUM 444 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 165 New 133 Added 75 Reduced 18 Exited
Page 2 of 9  ·  165 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 LLY ELI LILLY & CO Healthcare 3,359.0 $3.1M 0.39% NEW $919.79 +9.5%
22 EMB ISHARES TR 32,721.0 $3.1M 0.39% NEW $93.90 +1.0%
23 FLRT PACER FDS TR 64,424.0 $3.0M 0.37% NEW $46.31 +1.3%
24 HDV ISHARES TR 20,270.0 $2.8M 0.34% NEW $135.72 -79.7%
25 CB CHUBB LTD SWITZ Financial Services 8,310.0 $2.7M 0.34% NEW $325.94 +0.7%
26 PTNQ PACER FDS TR 36,758.0 $2.7M 0.34% NEW $72.96 +17.3%
27 IWM ISHARES TR 10,785.0 $2.7M 0.34% NEW $248.00 +12.4%
28 ILCV ISHARES TR 28,232.0 $2.6M 0.33% NEW $93.14 +7.8%
29 ISHARES TR 98,855.0 $2.6M 0.33% NEW $26.57
30 ISHARES TR 92,109.0 $2.6M 0.33% NEW $28.16
31 ILCG ISHARES TR 26,866.0 $2.6M 0.32% NEW $95.48 +20.3%
32 SOXX ISHARES TR 7,422.0 $2.4M 0.31% NEW $328.66 +56.7%
33 ADBE ADOBE INC Technology 9,673.0 $2.4M 0.29% NEW $243.03 +3.0%
34 IAGG ISHARES TR 46,622.0 $2.3M 0.29% NEW $50.00 -0.1%
35 USRT ISHARES TR 35,423.0 $2.1M 0.26% NEW $59.19 +9.7%
36 ETN EATON CORP PLC Industrials 5,530.0 $2.0M 0.25% NEW $357.70 +6.4%
37 MTUM ISHARES TR 8,126.0 $1.9M 0.24% NEW $239.86 +24.5%
38 AON AON PLC Financial Services 6,030.0 $1.9M 0.24% NEW $322.83 -0.7%
39 FALN ISHARES TR 72,599.0 $1.9M 0.24% NEW $26.72 +0.7%
40 IUSG ISHARES TR 12,326.0 $1.9M 0.24% NEW $155.11 +19.7%
Page 2 of 9  ·  165 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Financial Services 19.7%
Healthcare 11.6%
Communication Services 11.4%
Consumer Cyclical 8.7%
Industrials 7.2%
Consumer Defensive 5.6%
Energy 4.8%
Utilities 2.3%
Basic Materials 1.6%