Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572

13F Portfolio $527M AUM 297 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 20 New 106 Added 113 Reduced

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
1	DNOV	FIRST TR EXCHANGE-TRADED FD VIII FT VEST U S EQUITY DEEP BUFFER NOVEMBER	—	54,519.0	$2.7M	0.51%	NEW	—	$48.84	+3.8%
2	PPA	INVESCO EXCHANGE-TRADED FD TR AEROSPACE & DEFENSE ETF	—	12,249.0	$1.9M	0.36%	NEW	—	$156.63	+5.9%
3	BSJT	INVESCO EXCHANGE-TRADED SELF-INDEXED FD TR BULLETSHARES 2029 CORPORATE BD ETF	—	69,520.0	$1.5M	0.28%	NEW	—	$21.51	-2.2%
4	IDXX	IDEXX LABS INC COM	Healthcare	776.0	$525K	0.10%	NEW	—	$676.53	-20.4%
5	RAAA	ADVISOR MANAGED PORTFOLIOS RECKONER LEVERAGED AAA CLO ETF	—	15,233.0	$381K	0.07%	NEW	—	$24.99	+0.5%
6	ORI	OLD REP INTL CORP COM	Financial Services	6,129.0	$280K	0.05%	NEW	—	$45.64	-13.3%
7	ALNY	ALNYLAM PHARMACEUTICALS INC COM	Healthcare	688.0	$274K	0.05%	NEW	—	$397.65	-25.9%
8	FCX	FREEPORT-MCMORAN INC CL B	Basic Materials	4,846.0	$246K	0.05%	NEW	—	$50.79	+16.5%
9	TPR	TAPESTRY INC COM	Consumer Cyclical	1,912.0	$244K	0.05%	NEW	—	$127.77	+3.1%
10	DIA	SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1	Financial Services	476.0	$229K	0.04%	NEW	—	$480.45	+2.6%
11	CRWD	CROWDSTRIKE HLDGS INC CL A	Technology	483.0	$226K	0.04%	NEW	—	$468.76	+33.4%
12	HBAN	HUNTINGTON BANCSHARES INC COM	Financial Services	12,117.0	$210K	0.04%	NEW	—	$17.35	-10.6%
13	DHR	DANAHER CORP COM	Healthcare	918.0	$210K	0.04%	NEW	—	$228.92	-28.1%
14	YUMC	YUM CHINA HLDGS INC COM	Consumer Cyclical	4,299.0	$205K	0.04%	NEW	—	$47.79	-6.0%
15	HUBB	HUBBELL INC COM	Industrials	458.0	$203K	0.04%	NEW	—	$444.11	+3.8%
16	ACGL	ARCH CAPITAL GROUP LTD SHS ISIN#BMG0450A1053	Financial Services	2,096.0	$201K	0.04%	NEW	—	$95.92	-0.5%
17	ET	ENERGY TRANSFER L P COM UNIT LTD PARTNERSHIP	Energy	10,500.0	$173K	0.03%	NEW	—	$16.49	+25.3%
18	SJNK	SPDR SER TR STATE STREET SPDR BLOOMBERG SHORT TERM HIGH YIELD BD ETF	—	2,553.0	$65K	0.01%	NEW	—	$25.32	-1.6%
19	HIX	WESTERN ASSET HIGH INCOME FD II INC COM	Financial Services	11,000.0	$46K	0.01%	NEW	—	$4.16	-5.4%
20	BUFR	FIRST TR EXCHANGE-TRADED FD VIII FT VEST LADDERED BUFFER ETF	—	193.0	$7K	0.00%	NEW	—	$34.26	+5.2%

① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 29.2%

Financial Services 17.1%

Communication Services 12.8%

Healthcare 12.0%

Consumer Cyclical 9.5%

Industrials 6.2%

Consumer Defensive 4.8%

Energy 2.9%

Utilities 2.5%

Basic Materials 2.0%