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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $527M AUM 297 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 20 New 106 Added 113 Reduced
Page 3 of 6  ·  106 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 WMT WALMART INC COM Consumer Defensive 9,247.0 $1.0M 0.20% +842.0 +10.0% $111.41 +18.8%
42 TSM TAIWAN SEMICONDUCTOR MFG CO SPONSORED ADR ISIN#US8740391003 Technology 3,334.0 $1.0M 0.19% +837.0 +33.5% $303.89 +31.9%
43 NOW SERVICENOW INC COM Technology 6,336.0 $971K 0.18% +5K +366.6% $153.19 -33.5%
44 WELL WELLTOWER INC COM Real Estate 5,219.0 $969K 0.18% +2K +46.8% $185.61 +15.9%
45 REGN REGENERON PHARMACEUTICALS INC COM Healthcare 1,214.0 $938K 0.18% +29.0 +2.5% $772.51 -16.8%
46 VWO VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETF 16,229.0 $872K 0.17% +321.0 +2.0% $53.76 +8.9%
47 BX BLACKSTONE INC COM Financial Services 5,657.0 $872K 0.17% +811.0 +16.7% $154.14 -24.3%
48 SPY SPDR S&P 500 ETF TR TR UNIT Financial Services 1,278.0 $871K 0.17% +420.0 +49.0% $681.92 +8.4%
49 GEV GE VERNOVA INC COM Utilities 1,263.0 $825K 0.16% +913.0 +260.9% $653.57 +58.4%
50 XLU SELECT SECTOR SPDR TR STATE STREET UTILITIES SELECT SECTOR SPDR ETF 18,680.0 $823K 0.16% +9K +100.2% $44.04 +1.2%
51 PLTR PALANTIR TECHNOLOGIES INC CL A Technology 4,500.0 $800K 0.15% +429.0 +10.5% $177.75 -23.5%
52 IBM INTERNATIONAL BUSINESS MACHS CORP COM Technology 2,687.0 $796K 0.15% +61.0 +2.3% $296.21 -24.9%
53 GDV GABELLI DIVID & INCOME TR COM Financial Services 28,200.0 $783K 0.15% +150.0 +0.5% $27.77 +4.2%
54 VB VANGUARD INDEX FDS VANGUARD SMALL-CAP ETF 2,955.0 $762K 0.14% +25.0 +0.8% $257.94 +9.9%
55 VMBS VANGUARD SCOTTSDALE FDS VANGUARD MTG BACKED SECS ETF 16,028.0 $755K 0.14% +730.0 +4.8% $47.08 -1.5%
56 KAT ADVISORS SER TR SCHARF ETF 13,622.0 $749K 0.14% +3K +26.6% $55.00 +0.1%
57 MRK MERCK & CO INC NEW COM Healthcare 7,029.0 $740K 0.14% +45.0 +0.6% $105.26 +7.4%
58 BLV VANGUARD BD INDEX FDS VANGUARD LONG TERM BD ETF 10,426.0 $725K 0.14% +609.0 +6.2% $69.52 -3.2%
59 ZTR VIRTUS TOTAL RETURN FD INC COM Financial Services 113,500.0 $715K 0.14% +4K +3.6% $6.30 +6.7%
60 ACN ACCENTURE PLC IRELAND SHS CL A ISIN#IE00B4BNMY34 Technology 2,657.0 $713K 0.14% +2K +198.9% $268.30 -33.4%
Page 3 of 6  ·  106 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.2%
Financial Services 17.1%
Communication Services 12.8%
Healthcare 12.0%
Consumer Cyclical 9.5%
Industrials 6.2%
Consumer Defensive 4.8%
Energy 2.9%
Utilities 2.5%
Basic Materials 2.0%