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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $797M AUM 444 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 165 New 133 Added 75 Reduced 18 Exited
Page 2 of 7  ·  133 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 GOOG ALPHABET INC Communication Services 14,292.0 $4.1M 0.51% +672.0 +4.9% $286.92 +33.2%
22 UNP UNION PAC CORP Industrials 16,671.0 $4.0M 0.51% +809.0 +5.1% $242.62 +11.2%
23 JPM JPMORGAN CHASE & CO Financial Services 13,645.0 $4.0M 0.50% +7K +118.0% $294.16 +2.7%
24 TFI SPDR SERIES TRUST 87,766.0 $4.0M 0.50% +5K +6.1% $45.34 -0.5%
25 PZA INVESCO EXCH TRADED FD TR II 171,946.0 $4.0M 0.50% +65K +60.7% $22.98 -0.4%
26 CME CME GROUP INC Financial Services 13,312.0 $3.9M 0.49% +1K +11.6% $295.34 -1.1%
27 J P MORGAN EXCHANGE TRADED F 71,426.0 $3.6M 0.45% +44K +157.7% $50.61
28 JMEE J P MORGAN EXCHANGE TRADED F 53,881.0 $3.6M 0.45% +2K +3.7% $66.77 +8.7%
29 MBB ISHARES TR 35,496.0 $3.4M 0.42% +340.0 +1.0% $94.87 -1.3%
30 VUG VANGUARD INDEX FDS 7,490.0 $3.3M 0.41% +370.0 +5.2% $436.81 -80.1%
31 CGDV CAPITAL GROUP DIVIDEND VALUE 75,726.0 $3.2M 0.40% +500.0 +0.7% $42.54 +11.9%
32 COST COSTCO WHOLESALE CORPORATION Consumer Defensive 3,064.0 $3.1M 0.38% +976.0 +46.7% $996.43 +8.7%
33 JMST J P MORGAN EXCHANGE TRADED F 56,695.0 $2.9M 0.36% +3K +6.2% $50.98 -0.2%
34 VIS VANGUARD WORLD FD 9,199.0 $2.9M 0.36% +725.0 +8.6% $312.23 +6.9%
35 JNJ JOHNSON & JOHNSON Healthcare 11,649.0 $2.8M 0.36% +4K +43.5% $244.44 -6.0%
36 THRO BLACKROCK ETF TRUST 77,971.0 $2.8M 0.35% +4K +5.3% $36.20 +16.8%
37 WMT WALMART INC Consumer Defensive 22,392.0 $2.8M 0.35% +13K +142.2% $124.28 +6.5%
38 BINC BLACKROCK ETF TRUST II 53,146.0 $2.8M 0.35% +5K +10.3% $51.89 +0.3%
39 OTIS OTIS WORLDWIDE CORP Industrials 34,772.0 $2.7M 0.34% +8K +31.4% $77.08 -7.8%
40 ZTS ZOETIS INC Healthcare 21,718.0 $2.6M 0.32% +2K +9.9% $118.21 -32.7%
Page 2 of 7  ·  133 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Financial Services 19.7%
Healthcare 11.6%
Communication Services 11.4%
Consumer Cyclical 8.7%
Industrials 7.2%
Consumer Defensive 5.6%
Energy 4.8%
Utilities 2.3%
Basic Materials 1.6%