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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $527M AUM 297 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 20 New 106 Added 113 Reduced
Page 2 of 6  ·  106 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 ZTS ZOETIS INC COM Healthcare 19,766.0 $2.5M 0.47% +7K +54.8% $126.10 -36.9%
22 PANW PALO ALTO NETWORKS INC COM Technology 12,990.0 $2.4M 0.45% +94.0 +0.7% $184.20 +33.6%
23 MRSH MARSH & MCLENNAN COS INC COM Financial Services 12,543.0 $2.3M 0.44% +9K +242.4% $185.85 -11.8%
24 OTIS OTIS WORLDWIDE CORP COM Industrials 26,462.0 $2.3M 0.44% +7K +37.5% $87.58 -18.9%
25 CNC CENTENE CORP DEL COM Healthcare 54,455.0 $2.2M 0.43% +40K +267.4% $41.25 +40.8%
26 JPM JPMORGAN CHASE & CO COM Financial Services 6,259.0 $2.0M 0.38% +176.0 +2.9% $322.22 -6.2%
27 VTV VANGUARD INDEX FDS VANGUARD VALUE ETF 10,543.0 $2.0M 0.38% +183.0 +1.8% $190.99 +8.9%
28 XLF SELECT SECTOR SPDR TR STATE STREET FINL SELECT SECTOR SPDR ETF 35,711.0 $1.9M 0.37% +8K +29.9% $54.60 -5.5%
29 PM PHILIP MORRIS INTL INC COM Consumer Defensive 11,197.0 $1.8M 0.34% +233.0 +2.1% $160.40 +16.8%
30 JNJ JOHNSON & JOHNSON COM Healthcare 8,117.0 $1.7M 0.32% +738.0 +10.0% $206.95 +11.0%
31 UNH UNITEDHEALTH GROUP INC COM Healthcare 5,029.0 $1.7M 0.32% +4K +343.1% $330.77 +16.1%
32 BSJS INVESCO EXCHANGE-TRADED SELF-INDEXED FD TR INVESCO BULLETSHARES 2028 HIGH YIELD CORPORATE BD ETF 69,062.0 $1.5M 0.29% +12K +20.1% $22.00 -1.0%
33 GS GOLDMAN SACHS GROUP INC COM Financial Services 1,687.0 $1.5M 0.28% +50.0 +3.0% $879.00 +10.8%
34 BNDX VANGUARD CHARLOTTE FDS TOTAL INTL BD ETF 29,914.0 $1.4M 0.27% +3K +11.6% $48.32 -0.9%
35 XLV SELECT SECTOR SPDR TR STATE STREET HEALTH CARE SELECT SPDR ETF 9,111.0 $1.4M 0.27% +722.0 +8.6% $154.80 -5.3%
36 J P MORGAN EXCHANGE-TRADED FD TR ULTRA-SHORT INCOME ETF 27,716.0 $1.4M 0.27% +13K +85.2% $50.59
37 PGR PROGRESSIVE CORP OH COM Financial Services 5,823.0 $1.3M 0.25% +1K +21.3% $227.72 -11.1%
38 CGGR CAPITAL GROUP GROWTH ETF SHS 29,360.0 $1.3M 0.25% +9K +47.5% $44.47 +2.9%
39 FIRST TR EXCHANGE TRADED FD VIII FT VEST U S EQUITY MAX BUFFER ETF - 40,992.0 $1.3M 0.25% +4K +9.8% $31.81
40 CGBL CAPITAL GROUP CORE BALANCED ETF SHS 36,604.0 $1.3M 0.25% +3K +9.0% $35.33 +4.5%
Page 2 of 6  ·  106 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.2%
Financial Services 17.1%
Communication Services 12.8%
Healthcare 12.0%
Consumer Cyclical 9.5%
Industrials 6.2%
Consumer Defensive 4.8%
Energy 2.9%
Utilities 2.5%
Basic Materials 2.0%