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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 34 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
661 WCN WASTE CONNECTIONS INC Industrials 22.0 $4K 0.00% $175.36 -10.5%
662 SLQD ISHARES TR 75.0 $4K 0.00% $50.71 -0.8%
663 LIPOCINE INC NEW 471.0 $4K 0.00% $8.03
664 ODFL OLD DOMINION FREIGHT LINE INC Industrials 24.0 $4K 0.00% $156.79 +32.5%
665 PCT PURECYCLE TECHNOLOGIES INC Industrials 438.0 $4K 0.00% +338.0 +338.0% $8.59 +31.9%
666 EGY VAALCO ENERGY INC Energy 1,026.0 $4K 0.00% NEW $3.64 +61.3%
667 FCX FREEPORT-MCMORAN INC Basic Materials 73.0 $4K 0.00% $50.79 +22.7%
668 HBAN HUNTINGTON BANCSHARES INC Financial Services 213.0 $4K 0.00% $17.35 -8.7%
669 ITW ILLINOIS TOOL WKS INC Industrials 15.0 $4K 0.00% $246.33 +1.5%
670 CNI CANADIAN NATL RY CO Industrials 37.0 $4K 0.00% $98.84 +15.5%
671 TPCS TECHPRECISION CORP Industrials 750.0 $4K 0.00% $4.83 -18.0%
672 DTM DT MIDSTREAM INC Energy 30.0 $4K 0.00% $119.67 +24.7%
673 AGI ALAMOS GOLD INC NEW Basic Materials 93.0 $4K 0.00% $38.58 +1.7%
674 TDY TELEDYNE TECHNOLOGIES INC Technology 7.0 $4K 0.00% $510.71 +20.3%
675 REET ISHARES TR 143.0 $4K 0.00% $24.95 +10.0%
676 NNN NNN REIT INC Real Estate 90.0 $4K 0.00% NEW $39.63 +13.5%
677 ADSK AUTODESK INC Technology 12.0 $4K 0.00% $296.00 -18.9%
678 OR OR ROYALTIES INC. COM Basic Materials 100.0 $4K 0.00% $35.39 +0.5%
679 ADI ANALOG DEVICES INC Technology 13.0 $4K 0.00% $271.23 +41.7%
680 ROK ROCKWELL AUTOMATION INC Industrials 9.0 $4K 0.00% $389.11 +12.1%
Page 34 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%