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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 32 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 VOE VANGUARD INDEX FDS 31.0 $5K 0.00% $177.35 +8.6%
622 HSBC HSBC HLDGS PLC Financial Services 69.0 $5K 0.00% $78.67 +17.0%
623 BBAI BIGBEAR AI HLDGS INC Technology 1,000.0 $5K 0.00% NEW $5.40 -22.2%
624 PII POLARIS INC Consumer Cyclical 85.0 $5K 0.00% -10.0 -10.5% $63.25 -0.3%
625 PBI PITNEY BOWES INC Industrials 500.0 $5K 0.00% $10.57 +46.6%
626 PHO INVESCO EXCHANGE TRADED FD T 75.0 $5K 0.00% $70.41 -7.8%
627 BIIB BIOGEN INC Healthcare 30.0 $5K 0.00% -4.0 -11.8% $176.00 +7.7%
628 TKO TKO GROUP HOLDINGS INC Communication Services 25.0 $5K 0.00% $209.00 -7.0%
629 CCD CALAMOS DYNAMIC CONV & INCOM Financial Services 250.0 $5K 0.00% $20.86 +16.6%
630 SRE SEMPRA Utilities 59.0 $5K 0.00% $88.29 +3.6%
631 RCG RENN FD INC Financial Services 2,000.0 $5K 0.00% $2.57 +5.4%
632 EFV ISHARES TR 71.0 $5K 0.00% +6.0 +9.2% $71.41 +10.6%
633 PWR QUANTA SVCS INC Industrials 12.0 $5K 0.00% +3.0 +33.3% $422.08 +68.2%
634 ETH GRAYSCALE ETHEREUM MINI TR E Financial Services 175.0 $5K 0.00% +50.0 +40.0% $28.06 -27.6%
635 VONG VANGUARD SCOTTSDALE FDS 40.0 $5K 0.00% -20.0 -33.3% $121.75 +5.4%
636 HNNA HENNESSY ADVISORS INC Financial Services 505.0 $5K 0.00% $9.60 +5.2%
637 ACN ACCENTURE PLC IRELAND SHS Technology 18.0 $5K 0.00% $268.28 -33.7%
638 VGLT VANGUARD SCOTTSDALE FDS 86.0 $5K 0.00% $55.80 -3.4%
639 SCHF SCHWAB STRATEGIC TR 195.0 $5K 0.00% +5.0 +2.6% $24.05 +13.8%
640 ANGX ANGEL STUDIOS INC Communication Services 1,000.0 $5K 0.00% NEW $4.67 -43.9%
Page 32 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%