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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 30 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
581 MP MP MATERIALS CORP Basic Materials 160.0 $8K 0.00% +112.0 +233.3% $50.52 +22.2%
582 USFD US FOODS HLDG CORP Consumer Defensive 106.0 $8K 0.00% $75.32 +7.7%
583 CME CME GROUP INC Financial Services 29.0 $8K 0.00% $273.07 +5.9%
584 IJS ISHARES TR 68.0 $8K 0.00% -18.0 -20.9% $113.76 +12.8%
585 BSX BOSTON SCIENTIFIC CORP Healthcare 80.0 $8K 0.00% $95.35 -40.1%
586 VGT VANGUARD WORLD FDS 10.0 $8K 0.00% +4.0 +66.7% $753.80 -84.8%
587 TSCO TRACTOR SUPPLY CO Consumer Cyclical 150.0 $8K 0.00% $50.01 -36.6%
588 TROW PRICE T ROWE GROUP INC Financial Services 72.0 $7K 0.00% -8.0 -10.0% $102.38 -0.5%
589 ISRG INTUITIVE SURGICAL INC Healthcare 13.0 $7K 0.00% $566.38 -22.3%
590 NVR NVR INC Consumer Cyclical 1.0 $7K 0.00% $7293.00 -17.1%
591 TOTALENERGIES SE 111.0 $7K 0.00% NEW $65.42
592 AMBA AMBARELLA INC Technology 100.0 $7K 0.00% -25.0 -20.0% $70.84 +18.1%
593 BIV VANGUARD BD INDEX FDS 90.0 $7K 0.00% $77.88 -2.1%
594 BDX BECTON DICKINSON & CO Healthcare 36.0 $7K 0.00% NEW $194.08 -24.6%
595 CUZ COUSINS PPTYS INC Real Estate 270.0 $7K 0.00% $25.78 +2.5%
596 PSKY PARAMOUNT SKYDANCE CORP COM Communication Services 518.0 $7K 0.00% $13.40 -24.4%
597 GOVT ISHARES TR 300.0 $7K 0.00% $23.03 -1.7%
598 GBTC GRAYSCALE BITCON TR BTC Financial Services 100.0 $7K 0.00% $68.36 -11.8%
599 AZO AUTOZONE INC Consumer Cyclical 2.0 $7K 0.00% $3391.50 +1.4%
600 AIG AMERICAN INTL GROUP INC Financial Services 77.0 $7K 0.00% +10.0 +14.9% $85.55 -8.1%
Page 30 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%