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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 29 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
561 IWS ISHARES TR 65.0 $9K 0.00% $141.05 +11.7%
562 EMXC ISHARES INC 124.0 $9K 0.00% $72.68 +31.5%
563 SMR NUSCALE PWR CORP Utilities 625.0 $9K 0.00% NEW $14.17 -26.7%
564 CF CF INDS HLDGS INC Basic Materials 113.0 $9K 0.00% $77.58 +56.8%
565 GTX GARRETT MOTION INC Consumer Cyclical 500.0 $9K 0.00% $17.43 +90.6%
566 ESGU ISHARES TR 58.0 $9K 0.00% $148.98 +8.7%
567 BEP BROOKFIELD RENEWABLE ENERGY Utilities 318.0 $9K 0.00% -319.0 -50.1% $26.97 +31.1%
568 ASTRAZENECA PLC 93.0 $9K 0.00% $91.92
569 DFIN DONNELLEY FINL SOLUTIONS INC Financial Services 183.0 $9K 0.00% $46.69 -15.4%
570 IFRA ISHARES TR 161.0 $8K 0.00% +1.0 +0.6% $52.66 +14.9%
571 EFT EATON VANCE FLOATING RATE INC Financial Services 750.0 $8K 0.00% $11.29 -3.7%
572 SIVR ABRDN SILVER ETF TRUST Financial Services 125.0 $8K 0.00% $67.64 +7.9%
573 USTB VICTORY PORTFOLIOS II 166.0 $8K 0.00% $50.84 -0.6%
574 TRP TC ENERGY CORP Energy 153.0 $8K 0.00% $55.01 +27.4%
575 EWL ISHARES INC 140.0 $8K 0.00% $59.96 +4.8%
576 LW LAMB WESTON HLDGS INC Consumer Defensive 200.0 $8K 0.00% $41.89 +2.2%
577 IQDF FLEXHARES TR 271.0 $8K 0.00% -1K -83.6% $30.40 +13.9%
578 SLVM SYLVAMO CORP Basic Materials 170.0 $8K 0.00% $48.06 -22.3%
579 BMNR BITMINE IMMERSION TECNOLOGIES Financial Services 300.0 $8K 0.00% NEW $27.15 -27.8%
580 PHM PULTE GROUP INC Consumer Cyclical 69.0 $8K 0.00% $117.26 -0.9%
Page 29 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%