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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $234M AUM Filed Oct 29, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 871 New
Page 29 of 44  ·  871 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
561 TMFG RBB FD INC 310.0 $9K 0.00% NEW $29.94 +3.4%
562 HUN HUNTSMAN CORP Basic Materials 1,029.0 $9K 0.00% NEW $8.98 +60.2%
563 PHM PULTE GROUP INC Consumer Cyclical 69.0 $9K 0.00% NEW $132.13 -12.0%
564 IONQ IONQ INC Technology 148.0 $9K 0.00% NEW $61.50 -4.2%
565 IWS ISHARES TR 65.0 $9K 0.00% NEW $139.68 +12.8%
566 TPR TAPESTRY INC Consumer Cyclical 80.0 $9K 0.00% NEW $113.22 +19.9%
567 HLN HALEON PLC Healthcare 1,009.0 $9K 0.00% NEW $8.97 +3.9%
568 GBTC GRAYSCALE BITCON TR BTC Financial Services 100.0 $9K 0.00% NEW $89.77 -32.9%
569 EFT EATON VANCE FLTING RATE INC TR Financial Services 750.0 $9K 0.00% NEW $11.77 -7.7%
570 VTR VENTAS INC Real Estate 124.0 $9K 0.00% NEW $69.99 +26.6%
571 ANNALY CAPITAL MANAGEMENT INC 425.0 $9K 0.00% NEW $20.22
572 AZO AUTOZONE INC Consumer Cyclical 2.0 $9K 0.00% NEW $4290.00 -19.9%
573 TSCO TRACTOR SUPPLY CO Consumer Cyclical 150.0 $9K 0.00% NEW $56.87 -44.3%
574 USTB VICTORY PORTFOLIOS II 166.0 $8K 0.00% NEW $50.99 -0.9%
575 IFRA ISHARES TR 160.0 $8K 0.00% NEW $52.89 +14.4%
576 YUMC YUM CHINA HLDGS INC Consumer Cyclical 197.0 $8K 0.00% NEW $42.92 +6.1%
577 CFG CITIZENS FINL GROUP INC Financial Services 159.0 $8K 0.00% NEW $53.16 +18.1%
578 ESGU ISHARES TR 58.0 $8K 0.00% NEW $145.60 +11.2%
579 EMXC ISHARES INC 124.0 $8K 0.00% NEW $67.51 +41.6%
580 TRP TC ENERGY CORP Energy 153.0 $8K 0.00% NEW $54.41 +28.8%
Page 29 of 44  ·  871 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.6%
Technology 16.1%
Industrials 13.9%
Consumer Defensive 8.4%
Energy 6.7%
Communication Services 5.1%
Healthcare 5.0%
Real Estate 5.0%
Consumer Cyclical 4.7%
Utilities 1.8%