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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 28 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 QBTS D-WAVE QUANTUM INC Technology 410.0 $11K 0.01% +185.0 +82.2% $26.15 -26.2%
542 BKNG BOOKING HOLDINGS INC Consumer Cyclical 2.0 $11K 0.01% $5355.50 -97.0%
543 IWO ISHARES TR 33.0 $11K 0.01% $323.00 +14.0%
544 IWB ISHARES TR 28.0 $10K 0.00% -81.0 -74.3% $373.43 +8.4%
545 HUN HUNTSMAN CORP Basic Materials 1,038.0 $10K 0.00% +9.0 +0.9% $10.00 +43.9%
546 TPR TAPESTRY INC Consumer Cyclical 80.0 $10K 0.00% $127.78 +6.3%
547 HLN HALEON PLC Healthcare 1,009.0 $10K 0.00% $10.11 -7.8%
548 MTB M & T BK CORP Financial Services 50.0 $10K 0.00% $201.48 +5.4%
549 IJR ISHARES TR 83.0 $10K 0.00% +4.0 +5.1% $120.18 +13.4%
550 HYT BLACKROCK CORPOR HI YLD FD INC Financial Services 1,100.0 $10K 0.00% $8.90 -4.5%
551 RSP INVESCO EXCHANGE TRADED FD T 51.0 $10K 0.00% $191.57 +6.9%
552 TT TRANE TECHNOLOGIES PLC Industrials 25.0 $10K 0.00% $389.20 +16.1%
553 VTR VENTAS INC Real Estate 124.0 $10K 0.00% $77.38 +14.5%
554 VRTX VERTEX PHARMACEUTICALS INC Healthcare 21.0 $10K 0.00% $453.38 -5.1%
555 JEWETT CAMERON TRADING LTD 4,200.0 $9K 0.00% $2.25
556 YUMC YUM CHINA HLDGS INC Consumer Cyclical 197.0 $9K 0.00% $47.74 -4.6%
557 TMFG RBB FD INC 310.0 $9K 0.00% $30.16 +2.6%
558 CFG CITIZENS FINL GROUP INC Financial Services 159.0 $9K 0.00% $58.41 +7.5%
559 PYPL PAYPAL HLDGS INC Financial Services 159.0 $9K 0.00% -28.0 -15.0% $58.38 -24.0%
560 APAM ARTISAN PARTNERS ASSET MGMT IN Financial Services 226.0 $9K 0.00% $40.74 -8.9%
Page 28 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%