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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 25 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 IYR ISHARES TR 196.0 $18K 0.01% $93.89 +9.2%
482 GVI ISHARES TR 170.0 $18K 0.01% $107.35 -1.4%
483 BBDC BARINGS BDC INC Financial Services 1,958.0 $18K 0.01% $9.18 -7.3%
484 PDBC INVESCO ACTVELY MNGD ETC FD 1,350.0 $18K 0.01% $13.25 +38.2%
485 IEO ISHARES TR 200.0 $18K 0.01% $89.26 +32.3%
486 DBC INVESCO DB COMMDY INDX TRCK Financial Services 785.0 $18K 0.01% +292.0 +59.2% $22.37 +37.3%
487 LITHIUM AMERS CORP NEW COM 4,000.0 $17K 0.01% $4.36
488 SPSB SPDR SER TR 577.0 $17K 0.01% $30.20 -0.7%
489 CL COLGATE PALMOLIVE CO Consumer Defensive 219.0 $17K 0.01% NEW $79.02 +14.5%
490 ICF ISHARES TR 290.0 $17K 0.01% $59.67 +14.3%
491 FLRN SPDR SER TR 561.0 $17K 0.01% $30.73 +0.3%
492 URI UNITED RENTALS INC Industrials 21.0 $17K 0.01% $809.33 +15.7%
493 AMLP ALPS ETF TR 357.0 $17K 0.01% $47.02 +15.2%
494 CHD CHURCH & DWIGHT CO INC Consumer Defensive 200.0 $17K 0.01% $83.85 +14.1%
495 SYK STRYKER CORPORATION Healthcare 47.0 $17K 0.01% $351.47 -8.5%
496 ECG EVERUS CONSTR GROUP Industrials 193.0 $16K 0.01% $85.45 +76.4%
497 VOD VODAFONE GROUP PLC Communication Services 1,242.0 $16K 0.01% $13.21 +15.4%
498 FDN FIRST TR EXCHANGE-TRADED FD 60.0 $16K 0.01% $269.18 +0.9%
499 ZIM ZIM INTEGRATED SHIPPING SERV Industrials 750.0 $16K 0.01% $21.23 +18.5%
500 ENPH ENPHASE ENERGY INC Energy 495.0 $16K 0.01% +140.0 +39.4% $32.05 +94.5%
Page 25 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%