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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $234M AUM Filed Oct 29, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 871 New
Page 23 of 44  ·  871 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 MAT MATTEL INC Consumer Cyclical 1,545.0 $26K 0.01% NEW $16.83 -11.1%
442 TFLO ISHARES TR 513.0 $26K 0.01% NEW $50.59 -0.0%
443 GSLC GOLDMAN SACHS ETF TR 199.0 $26K 0.01% NEW $130.28 +8.2%
444 JAAA JANUS HENDERSON AAA 501.0 $25K 0.01% NEW $50.78 -0.2%
445 HEICO CORP 100.0 $25K 0.01% NEW $254.09
446 SJM SMUCKER J M CO Consumer Defensive 233.0 $25K 0.01% NEW $108.82 -7.7%
447 A AGILENT TECHNOLOGIES INC Healthcare 193.0 $25K 0.01% NEW $128.35 -10.6%
448 VBR VANGUARD INDEX FDS 118.0 $25K 0.01% NEW $208.71 +10.6%
449 SPTM SPDR PORTFOLIO S&P 1500 304.0 $25K 0.01% NEW $80.65 +11.6%
450 ADM ARCHER DANIELS MIDLAND CO Consumer Defensive 400.0 $24K 0.01% NEW $59.74 +29.1%
451 SANDISK CORP 208.0 $23K 0.01% NEW $112.20
452 RIVN RIVIAN AUTOMOTIVE INC Consumer Cyclical 1,578.0 $23K 0.01% NEW $14.68 -6.5%
453 AMD ADVANCED MICRO DEVICES INC Technology 143.0 $23K 0.01% NEW $161.79 +177.9%
454 BIL SPDR SER TR 252.0 $23K 0.01% NEW $91.75 -0.2%
455 NOW SERVICENOW INC Technology 25.0 $23K 0.01% NEW $920.28 -89.2%
456 ITOT ISHARES TR 157.0 $23K 0.01% NEW $145.65 +11.3%
457 LITHIUM AMERS CORP 4,000.0 $23K 0.01% NEW $5.71
458 TJX TJX COS INC Consumer Cyclical 158.0 $23K 0.01% NEW $144.54 +10.2%
459 SWK STANLEY BLACK & DECKER INC Industrials 303.0 $23K 0.01% NEW $74.33 +0.9%
460 BND VANGUARD BD INDEX FDS 299.0 $22K 0.01% NEW $74.37 -1.9%
Page 23 of 44  ·  871 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.6%
Technology 16.1%
Industrials 13.9%
Consumer Defensive 8.4%
Energy 6.7%
Communication Services 5.1%
Healthcare 5.0%
Real Estate 5.0%
Consumer Cyclical 4.7%
Utilities 1.8%