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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 21 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 FPF FIRST TR INTER DURATN PFD & IN Financial Services 2,050.0 $38K 0.02% $18.64 -3.9%
402 TSLA TESLA INC Consumer Cyclical 83.0 $37K 0.02% -14.0 -14.4% $449.72 -7.2%
403 CWT CALIFORNIA WTR SVC GROUP Utilities 855.0 $37K 0.02% $43.33 -0.3%
404 HURC HURCO CO Industrials 2,374.0 $37K 0.02% -5K -66.7% $15.45 +9.8%
405 OKLO OKLO INC Utilities 504.0 $36K 0.01% +53.0 +11.8% $71.76 -9.3%
406 IGSB ISHARES TR 682.0 $36K 0.01% $52.88 -1.1%
407 TMUS T-MOBILE US INC Communication Services 178.0 $36K 0.01% +1.0 +0.6% $202.53 -6.1%
408 AVY AVERY DENNISON CORP Industrials 198.0 $36K 0.01% $181.88 -12.6%
409 TD TORONTO DOMINION BK ONT Financial Services 377.0 $36K 0.01% -25.0 -6.2% $94.20 +16.3%
410 GS GOLDMAN SACHS GROUP INC Financial Services 40.0 $35K 0.01% $879.00 +12.4%
411 AMD ADVANCED MICRO DEVICES INC Technology 163.0 $35K 0.01% +20.0 +14.0% $214.16 +109.9%
412 Q QNITY ELECTRONICS INC Technology 427.0 $35K 0.01% NEW $81.56 +87.6%
413 DD DUPONT DE NEMOURS INC Basic Materials 858.0 $34K 0.01% $40.19 +17.3%
414 SII SPROTT INC Financial Services 350.0 $34K 0.01% $97.92 +29.9%
415 NOC NORTHROP GRUMMAN CORP Industrials 60.0 $34K 0.01% $570.22 -3.3%
416 GBLI GLOBAL INDEMNITY GROUP LLC Financial Services 1,200.0 $34K 0.01% $28.38 -4.4%
417 VNQ VANGUARD INDEX FDS 383.0 $34K 0.01% +46.0 +13.7% $88.49 +9.2%
418 SVM SILVERCORP METALS INC Basic Materials 4,000.0 $33K 0.01% -2K -27.3% $8.34 +50.6%
419 SPSM SPDR SER TR 687.0 $32K 0.01% $46.86 +13.1%
420 SOLV SOLVENTUM CORP COM Healthcare 403.0 $32K 0.01% -5.0 -1.2% $79.24 -3.9%
Page 21 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%