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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 20 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 APH AMPHENOL CORP Technology 328.0 $44K 0.02% $135.14 -7.6%
382 XJH ISHARES TR 991.0 $44K 0.02% $44.65 +10.2%
383 TPL TEXAS PACIFIC LAND CORPORATION Energy 153.0 $44K 0.02% +102.0 +200.0% $287.22 +40.1%
384 HOPE HOPE BANCORP INC Financial Services 4,000.0 $44K 0.02% $10.96 +13.6%
385 NI NISOURCE INC Utilities 1,030.0 $43K 0.02% $41.76 +14.2%
386 DVN DEVON ENERGY CORP Energy 1,170.0 $43K 0.02% -235.0 -16.7% $36.63 +28.6%
387 FICO FAIR ISAAC CORP Technology 25.0 $42K 0.02% $1690.64 -27.4%
388 DEA EASTERLY GOVT PPTYS INC COM Real Estate 1,980.0 $42K 0.02% +210.0 +11.9% $21.19 +12.7%
389 DTE DTE ENERGY CO Utilities 325.0 $42K 0.02% $128.98 +11.5%
390 MAA MID-AMER APT CMNTYS INC Real Estate 300.0 $42K 0.02% $138.91 -6.4%
391 ESML ISHARES TR 904.0 $42K 0.02% $45.98 +12.8%
392 NEBIUS GROUP N.V. SHS 496.0 $42K 0.02% -20.0 -3.9% $83.71
393 PHG KONINKLIJKE PHILIPS N V Healthcare 1,486.0 $40K 0.02% $27.08 -1.2%
394 VTRS VIATRIS INC Healthcare 3,197.0 $40K 0.02% +90.0 +2.9% $12.45 +33.3%
395 MXC MEXCO ENERGY CORP Energy 4,000.0 $40K 0.02% $9.91 -11.6%
396 AIR LEASE CORP 615.0 $40K 0.02% $64.23
397 BOH BANK HAWAII CORP Financial Services 575.0 $39K 0.02% $68.37 +14.3%
398 CIEN CIENA CORP Technology 165.0 $39K 0.02% NEW $233.87 +151.1%
399 BANC BANC OF CALIFORNIA INC Financial Services 2,000.0 $39K 0.02% $19.29 -2.5%
400 MPTI M-TRON INDS INC Technology 724.0 $39K 0.02% $53.22 +49.5%
Page 20 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%