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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 17 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 MFC MANULIFE FINL CORP Financial Services 1,894.0 $69K 0.03% $36.28 +7.6%
322 NVST ENVISTA HOLDINGS CORPORATION Healthcare 3,116.0 $68K 0.03% $21.71 +8.8%
323 ERII ENERGY RECOVERY INC Industrials 5,000.0 $67K 0.03% $13.49 -36.1%
324 CB CHUBB LIMITED Financial Services 213.0 $66K 0.03% $312.12 +5.8%
325 CMS CMS ENERGY CORP Utilities 950.0 $66K 0.03% +40.0 +4.4% $69.93 +5.3%
326 TGT TARGET CORP Consumer Defensive 679.0 $66K 0.03% -58.0 -7.9% $97.75 +25.1%
327 MDLZ MONDELEZ INTL INC Consumer Defensive 1,206.0 $65K 0.03% -50.0 -4.0% $53.83 +14.2%
328 RLJ LODGING TR 2,600.0 $65K 0.03% $24.90
329 AEM AGNICO EAGLE MINES LTD Basic Materials 380.0 $64K 0.03% $169.53 +4.8%
330 RALLIANT CORP 1,261.0 $64K 0.03% $50.92
331 UNILEVER PLC 980.0 $64K 0.03% NEW $65.40
332 RY ROYAL BK CDA Financial Services 375.0 $64K 0.03% $170.49 +9.8%
333 SHO SUNSTONE HOTEL INVS INC Real Estate 7,140.0 $64K 0.03% -5K -41.2% $8.94 +18.0%
334 SOLS SOLSTICE ADVANCED MATLS INC COM Basic Materials 1,310.0 $64K 0.03% NEW $48.58 +73.9%
335 LLY ELI LILLY & CO Healthcare 59.0 $63K 0.03% -50.0 -45.9% $1074.68 -3.1%
336 HLX HELIX ENERGY SOLUTIONS GRP INC Energy 10,000.0 $63K 0.03% $6.27 +60.1%
337 XLV SELECT SECTOR SPDR TR 402.0 $62K 0.03% $154.80 -4.3%
338 MAR MARRIOTT INTL INC Consumer Cyclical 200.0 $62K 0.03% $310.24 +19.4%
339 VXUS VANGUARD STAR FDS 803.0 $61K 0.03% $75.44 +12.1%
340 HYG ISHARES TR 748.0 $60K 0.03% $80.63 -0.9%
Page 17 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%