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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 16 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 IYF ISHARES TR 641.0 $83K 0.04% $128.93 -4.3%
302 PLTR PALANTIR TECHNOLOGIES INC Technology 460.0 $82K 0.04% -40.0 -8.0% $177.75 -22.8%
303 EFA ISHARES TR 834.0 $80K 0.03% +28.0 +3.5% $96.03 +8.5%
304 EEM ISHARES TR 1,406.0 $77K 0.03% $54.71 +20.7%
305 CALF PACER FDS TR 1,733.0 $77K 0.03% +186.0 +12.0% $44.38 +7.8%
306 NXDT NEXPOINT DIVERSIFIED REL ET TR Financial Services 19,416.0 $74K 0.03% -3K -12.9% $3.83 +30.8%
307 YLDE LEGG MASON ETF INVT 1,366.0 $74K 0.03% $54.19 +3.0%
308 PAG PENSKE AUTOMOTIVE GRP INC Consumer Cyclical 465.0 $74K 0.03% $158.29 +2.2%
309 GLD SPDR GOLD TR Financial Services 185.0 $73K 0.03% -50.0 -21.3% $396.31 +5.2%
310 CAG CONAGRA BRANDS INC Consumer Defensive 4,212.0 $73K 0.03% +3K +150.3% $17.31 -22.7%
311 JCI JOHNSON CTLS INTL PLC Industrials 606.0 $73K 0.03% -5.0 -0.8% $119.75 +13.1%
312 APT ALPHA PRO TECH LTD Industrials 16,236.0 $72K 0.03% $4.44 +39.2%
313 ILPT INDUSTRIAL LOGISTICS PPTYS T Real Estate 13,010.0 $72K 0.03% $5.54 +56.7%
314 BUNGE GLOBAL SA COM 806.0 $72K 0.03% +121.0 +17.7% $89.08
315 NEM NEWMONT CORP Basic Materials 712.0 $71K 0.03% $99.85 +8.5%
316 MRSH MARSH Financial Services 382.0 $71K 0.03% +65.0 +20.5% $185.52 -11.0%
317 ESGV VANGUARD WORLD FD 578.0 $70K 0.03% +18.0 +3.2% $120.96 +8.3%
318 C CITIGROUP INC Financial Services 597.0 $70K 0.03% $116.69 +7.3%
319 BMO BANK MONTREAL QUE Financial Services 536.0 $70K 0.03% -95.0 -15.1% $129.79 +23.1%
320 EVRG EVERGY INC Utilities 956.0 $69K 0.03% $72.49 +15.4%
Page 16 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%