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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 14 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 CVE CENOVUS ENERGY INC Energy 7,250.0 $123K 0.05% $16.92 +79.1%
262 FPE FIRST TR EXCH TRADED FD III 6,719.0 $122K 0.05% +600.0 +9.8% $18.22 -1.8%
263 ADP AUTOMATIC DATA PROCESSING INC Industrials 475.0 $122K 0.05% $257.23 -14.4%
264 CNOB CONNECTONE BANCORP INC Financial Services 4,596.0 $121K 0.05% $26.22 +13.5%
265 EBF ENNIS INC Industrials 6,632.0 $119K 0.05% -668.0 -9.2% $18.01 +11.3%
266 APD AIR PRODS & CHEMS INC Basic Materials 482.0 $119K 0.05% +68.0 +16.4% $247.02 +17.5%
267 SMID SMITH MIDLAND CORP Basic Materials 3,272.0 $119K 0.05% $36.34 -16.7%
268 RYAM RAYONIER ADVANCED MATLS INC Basic Materials 20,000.0 $118K 0.05% +6K +42.9% $5.89 +44.1%
269 EMR EMERSON ELEC CO Industrials 880.0 $117K 0.05% $132.72 +1.6%
270 SPG SIMON PPTY GROUP INC Real Estate 626.0 $116K 0.05% +53.0 +9.2% $185.11 +10.3%
271 MET METLIFE INC Financial Services 1,437.0 $113K 0.05% +24.0 +1.7% $78.94 +6.8%
272 FIRST FNDTN INC 18,309.0 $113K 0.05% -6K -23.6% $6.16
273 SCHY SCHWAB STRATEGIC TR 3,733.0 $111K 0.05% +310.0 +9.1% $29.82 +9.6%
274 OTIS OTIS WORLDWIDE CORP Industrials 1,266.0 $111K 0.05% $87.35 -18.0%
275 SPYG SPDR SER TR 1,029.0 $110K 0.05% +29.0 +2.9% $106.70 +10.9%
276 DVY ISHARES TR 776.0 $110K 0.05% +20.0 +2.6% $141.14 +9.2%
277 VCSH VANGUARD SCOTTSDALE FDS 1,348.0 $107K 0.05% $79.73 -1.0%
278 UNITED SEC BANCSHARES CALIF 10,065.0 $101K 0.04% $10.07
279 TCBK TRICO BANCSHARES Financial Services 2,102.0 $100K 0.04% $47.37 +6.8%
280 EXPAND ENERGY CORPORATION 900.0 $99K 0.04% $110.36
Page 14 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%