BullishAgent BullishAgent Filings Market Earnings Ratings ETFs Insiders Shorts
Screener
Sign in Register
Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 11 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 CMI CUMMINS INC Industrials 432.0 $221K 0.09% -22.0 -4.8% $510.45 +25.1%
202 JPC NUVEEN PFD & INCOME OPPORTUN Financial Services 27,144.0 $220K 0.09% $8.11 -4.2%
203 XLC SELECT SECTOR SPDR TR 1,862.0 $219K 0.09% $117.72 -1.4%
204 CEF SPROTT PHYSICAL GOLD & SILVE Financial Services 4,737.0 $217K 0.09% -363.0 -7.1% $45.80 +4.7%
205 OSBC OLD SECOND BANCORP INC ILL Financial Services 11,000.0 $214K 0.09% $19.50 +8.1%
206 COLB COLUMBIA BKG SYS INC Financial Services 7,619.0 $213K 0.09% $27.95 +6.0%
207 LXU LSB INDS INC Basic Materials 25,000.0 $212K 0.09% $8.50 +52.6%
208 ESS ESSEX PPTY TR INC Real Estate 811.0 $212K 0.09% +45.0 +5.9% $261.68 +4.6%
209 MRVL MARVELL TECHNOLOGY INC Technology 2,488.0 $211K 0.09% $84.98 +124.4%
210 FTV FORTIVE CORP Technology 3,784.0 $209K 0.09% $55.21 +6.9%
211 PBHC PATHFINDER BANCORP INC MD Financial Services 14,773.0 $208K 0.09% $14.11 -3.9%
212 BCE BCE INC Communication Services 8,729.0 $208K 0.09% -672.0 -7.2% $23.82 +2.4%
213 VWO VANGUARD INTL EQUITY INDEX F 3,856.0 $207K 0.09% +45.0 +1.2% $53.75 +9.2%
214 GD GENERAL DYNAMICS CORP Industrials 600.0 $202K 0.09% -18.0 -2.9% $336.66 +0.6%
215 IEF ISHARES TR 2,088.0 $201K 0.09% -513.0 -19.7% $96.16 -2.5%
216 AFL AFLAC INC Financial Services 1,817.0 $200K 0.09% $110.27 +6.8%
217 GDX VANECK ETF TRUST 2,312.0 $198K 0.08% $85.77 +0.3%
218 IBB ISHARES TR 1,142.0 $193K 0.08% $168.77 +0.2%
219 AMAT APPLIED MATLS INC Technology 740.0 $190K 0.08% -10.0 -1.3% $256.99 +66.3%
220 WDAY WORKDAY INC Technology 858.0 $184K 0.08% $214.78 -41.1%
Page 11 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%