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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $234M AUM Filed Oct 29, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 871 New
Page 40 of 44  ·  871 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
781 VYMI VANGUARD WHITEHALL FDS 15.0 $1K 0.00% NEW $84.67 +18.3%
782 M-TRON INDS INC 724.0 $1K 0.00% NEW $1.75
783 PNTG PENNANT GROUP INC Healthcare 50.0 $1K 0.00% NEW $25.22 +40.0%
784 UCB UNITED CMNTY BKS BLAIRSVLE GA Financial Services 40.0 $1K 0.00% NEW $31.35 +6.2%
785 BMRN BIOMARIN PHARMACEUTICAL INC Healthcare 23.0 $1K 0.00% NEW $54.17 -0.1%
786 LBRT LIBERTY ENERGY INC Energy 100.0 $1K 0.00% NEW $12.34 +166.5%
787 PACB PACIFIC BIOSCIENCES CALIF INC Healthcare 950.0 $1K 0.00% NEW $1.28 -2.3%
788 QUIK QUICKLOGIC CORP Technology 200.0 $1K 0.00% NEW $6.06 +237.6%
789 ANET ARISTA NETWORKS INC COM Technology 8.0 $1K NEW $145.75 +1.9%
790 NXRT NEXPOINT RESIDENTIAL TR INC Real Estate 36.0 $1K NEW $32.22 -8.4%
791 EMN EASTMAN CHEM CO Basic Materials 18.0 $1K NEW $63.06 +16.1%
792 MSGS MADISON SQUARE GRDN SPRT CORP Communication Services 5.0 $1K NEW $227.00 +55.2%
793 VAC MARRIOTT VACATIONS WORLDWIDE C Consumer Cyclical 17.0 $1K NEW $66.59 +11.0%
794 CNQ CANADIAN NAT RES LTD Energy 34.0 $1K NEW $31.97 +52.3%
795 BOTZ GLOBAL X FDS 30.0 $1K NEW $35.43 +11.9%
796 SOTHERLY HOTELS INC 1,315.0 $1K NEW $0.80
797 OIH VANECK ETF TRUST 4.0 $1K NEW $260.00 +71.2%
798 CPRI CAPRI HOLDINGS LIMITED Consumer Cyclical 51.0 $1K NEW $19.92 -7.7%
799 GEO GEO GROUP INC Industrials 49.0 $1K NEW $20.49 +12.8%
800 PREMIER INC 36.0 $1K NEW $27.81
Page 40 of 44  ·  871 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.6%
Technology 16.1%
Industrials 13.9%
Consumer Defensive 8.4%
Energy 6.7%
Communication Services 5.1%
Healthcare 5.0%
Real Estate 5.0%
Consumer Cyclical 4.7%
Utilities 1.8%