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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $234M AUM Filed Oct 29, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 871 New
Page 37 of 44  ·  871 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 SNY SANOFI SA Healthcare 50.0 $2K 0.00% NEW $47.20 -5.4%
722 MELI MERCADOLIBRE INC Consumer Cyclical 1.0 $2K 0.00% NEW $2337.00 -28.2%
723 SNAP SNAP INC Communication Services 300.0 $2K 0.00% NEW $7.71 -27.0%
724 VT VANGUARD INTL EQUITY INDEX F 17.0 $2K 0.00% NEW $135.88 +14.2%
725 AVNT AVIENT CORPORATION Basic Materials 70.0 $2K 0.00% NEW $32.96 +3.5%
726 SHE SPDR SER TR 18.0 $2K 0.00% NEW $127.44 +18.4%
727 PLD PROLOGIS INC. Real Estate 20.0 $2K 0.00% NEW $114.50 +26.4%
728 IQVIA HLDGS INC 12.0 $2K 0.00% NEW $189.92
729 ELV ELEVANCE HEALTH INC FORMERLY A Healthcare 7.0 $2K 0.00% NEW $323.14 +20.6%
730 PIO INVESCO EXCH TRADED FD TR II 50.0 $2K 0.00% NEW $44.90 -3.0%
731 VIGI VANGUARD WHITEHALL FDS 25.0 $2K 0.00% NEW $89.56 +4.9%
732 ZION ZIONS BANCORPORATION N A Financial Services 39.0 $2K 0.00% NEW $56.59 +9.0%
733 AXON AXON ENTERPRISE INC Industrials 3.0 $2K 0.00% NEW $717.67 -45.7%
734 PULS PGIM ETF TR 43.0 $2K 0.00% NEW $49.84 -0.3%
735 ICLR ICON PLC Healthcare 12.0 $2K 0.00% NEW $175.00 -33.4%
736 MTN VAIL RESORTS INC Consumer Cyclical 14.0 $2K 0.00% NEW $149.57 -15.2%
737 VTIP VANGUARD MALVERN FDS 41.0 $2K 0.00% NEW $50.63 -0.7%
738 CELULARITY INC 1,000.0 $2K 0.00% NEW $2.07
739 SUSA ISHARES TR 15.0 $2K 0.00% NEW $135.67 +11.0%
740 DEO DIAGEO PLC SPON Consumer Defensive 21.0 $2K 0.00% NEW $95.43 -9.9%
Page 37 of 44  ·  871 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.6%
Technology 16.1%
Industrials 13.9%
Consumer Defensive 8.4%
Energy 6.7%
Communication Services 5.1%
Healthcare 5.0%
Real Estate 5.0%
Consumer Cyclical 4.7%
Utilities 1.8%