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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $234M AUM Filed Oct 29, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 871 New
Page 2 of 44  ·  871 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 BCML BAYCOM CORP Financial Services 80,315.0 $2.3M 0.99% NEW $28.75 +8.4%
22 META META PLATFORMS INC Communication Services 3,135.0 $2.3M 0.98% NEW $734.38 -17.3%
23 SENEA SENECA FOODS CORP Consumer Defensive 20,846.0 $2.3M 0.96% NEW $107.94 +29.9%
24 NEN NEW ENGLAND RLTY ASSOC LTD P Real Estate 30,226.0 $2.2M 0.93% NEW $71.75 -16.4%
25 INTU INTUIT Technology 3,170.0 $2.2M 0.93% NEW $682.91 -55.0%
26 PKBK PARKE BANCORP INC Financial Services 94,510.0 $2.0M 0.87% NEW $21.55 +42.4%
27 VTI VANGUARD INDEX FDS 6,128.0 $2.0M 0.86% NEW $328.17 +11.3%
28 IGM ISHARES TR 15,720.0 $2.0M 0.85% NEW $125.95 +23.7%
29 BANR BANNER CORP Financial Services 29,492.0 $1.9M 0.82% NEW $65.50 -1.4%
30 CSCO CISCO SYS INC Technology 28,051.0 $1.9M 0.82% NEW $68.42 +72.8%
31 SGOV ISHARES TR 17,904.0 $1.8M 0.77% NEW $100.70 -0.1%
32 KYN KAYNE ANDERSON ENERGY INFRSTR Financial Services 144,203.0 $1.8M 0.76% NEW $12.37 +15.2%
33 MCI BARINGS CORPORATE INVS Financial Services 84,614.0 $1.8M 0.75% NEW $20.76 -16.7%
34 INBK FIRST INTERNET BANCORP Financial Services 78,233.0 $1.8M 0.75% NEW $22.43 +7.7%
35 PFE PFIZER INC Healthcare 65,262.0 $1.7M 0.71% NEW $25.48 +1.8%
36 XOM EXXON MOBIL CORP Energy 13,994.0 $1.6M 0.67% NEW $112.75 +38.6%
37 COMMUNITY WEST BANCSHARES 74,077.0 $1.5M 0.66% NEW $20.84
38 UNP UNION PAC CORP Industrials 6,351.0 $1.5M 0.64% NEW $236.37 +12.5%
39 PEP PEPSICO INC Consumer Defensive 10,368.0 $1.5M 0.62% NEW $140.44 +6.0%
40 MECHANICS BANCORP 103,215.0 $1.4M 0.59% NEW $13.31
Page 2 of 44  ·  871 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.6%
Technology 16.1%
Industrials 13.9%
Consumer Defensive 8.4%
Energy 6.7%
Communication Services 5.1%
Healthcare 5.0%
Real Estate 5.0%
Consumer Cyclical 4.7%
Utilities 1.8%