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Portfolio (Quarterly) Guide ↗

COMMONWEALTH EQUITY SERVICES, LLC

· CIK 0000312272
13F Portfolio $75.0B AUM 4,271 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 261 New 1567 Added 2180 Reduced 224 Exited
Page 65 of 79  ·  1,567 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1281 PFD FLAHERTY & CRUMRINE PFD INCO Financial Services 38,999.0 $463K 0.00% +423.0 +1.1% $11.87 -4.4%
1282 UFPT UFP TECHNOLOGIES INC Healthcare 2,072.0 $460K 0.00% +140.0 +7.2% $222.03 -3.6%
1283 SIHY HARBOR ETF TRUST 10,034.0 $458K 0.00% +5K +109.5% $45.68 -1.3%
1284 PINK SIMPLIFY EXCHANGE TRADED FUN 12,477.0 $457K 0.00% +959.0 +8.3% $36.60 -0.3%
1285 EFC ELLINGTON FINANCIAL INC Real Estate 33,505.0 $455K 0.00% +9K +36.1% $13.58 -1.8%
1286 SPEU SPDR INDEX SHS FDS 8,694.0 $453K 0.00% +4K +75.1% $52.13 +4.1%
1287 ATEN A10 NETWORKS INC Technology 25,569.0 $452K 0.00% +477.0 +1.9% $17.69 +59.0%
1288 SYNA SYNAPTICS INC Technology 6,094.0 $451K 0.00% +48.0 +0.8% $74.02 +73.2%
1289 AEIS ADVANCED ENERGY INDS Industrials 2,154.0 $451K 0.00% +136.0 +6.7% $209.35 +47.6%
1290 GRC GORMAN RUPP CO Industrials 9,427.0 $450K 0.00% +4K +80.2% $47.75 +53.5%
1291 KALU KAISER ALUMINUM CORP Basic Materials 3,916.0 $450K 0.00% +76.0 +2.0% $114.87 +47.4%
1292 GBCI GLACIER BANCORP INC NEW Financial Services 10,211.0 $450K 0.00% +383.0 +3.9% $44.05 +3.4%
1293 UMBF UMB FINL CORP Financial Services 3,908.0 $450K 0.00% +129.0 +3.4% $115.04 +8.4%
1294 TAFL AB ACTIVE ETFS INC 17,946.0 $449K 0.00% +6K +46.9% $25.00 -0.8%
1295 CLOZ SERIES PORTFOLIOS TR 16,925.0 $448K 0.00% +3K +19.1% $26.48 -0.1%
1296 DUKZ NORTHERN LIGHTS FD TR 17,657.0 $446K 0.00% +202.0 +1.2% $25.28 -0.1%
1297 FIRST TR EXCHNG TRADED FD VI 14,396.0 $446K 0.00% +247.0 +1.8% $31.01
1298 WISE THEMES ETF TR 11,410.0 $445K 0.00% +2K +15.5% $38.97 -1.3%
1299 XRT SPDR SERIES TRUST 5,174.0 $441K 0.00% +1K +24.3% $85.28 -6.7%
1300 TS TENARIS S A Energy 11,469.0 $441K 0.00% +241.0 +2.1% $38.45 +60.6%
Page 65 of 79  ·  1,567 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.8%
Financial Services 23.0%
Consumer Cyclical 9.4%
Industrials 7.7%
Healthcare 7.5%
Communication Services 7.5%
Consumer Defensive 5.0%
Energy 3.4%
Utilities 2.8%
Basic Materials 1.5%