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Portfolio (Quarterly) Guide ↗

INDEPENDENT FINANCIAL GROUP, LLC

· CIK 0000275484
13F Portfolio $4.5B AUM 1,447 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 153 New 602 Added 526 Reduced 111 Exited
Page 2 of 8  ·  153 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 BTCI NEOS ETF TRUST 26,396.0 $865K 0.02% NEW $32.78 +10.2%
22 AAOI APPLIED OPTOELECTRONICS INC Technology 9,973.0 $844K 0.02% NEW $84.59 +114.0%
23 CAFG PACER FDS TR 30,842.0 $840K 0.02% NEW $27.23 +13.2%
24 TECHNIPFMC PLC 12,070.0 $834K 0.02% NEW $69.13
25 QLC FLEXSHARES TR 10,609.0 $829K 0.02% NEW $78.16 +12.4%
26 PEGA PEGASYSTEMS INC Technology 19,313.0 $822K 0.02% NEW $42.56 -19.6%
27 XQQI NEOS ETF TRUST 18,370.0 $811K 0.02% NEW $44.15 +17.8%
28 REMX VANECK ETF TRUST 8,397.0 $739K 0.02% NEW $88.00 +8.7%
29 SFNC SIMMONS FIRST NATL CORP Financial Services 36,998.0 $720K 0.02% NEW $19.45 +6.4%
30 NTRS NORTHERN TR CORP Financial Services 5,053.0 $705K 0.02% NEW $139.57 +17.5%
31 AEIS ADVANCED ENERGY INDS Industrials 2,151.0 $694K 0.02% NEW $322.71 -0.5%
32 GRNJ TIDAL TRUST III 27,121.0 $678K 0.01% NEW $25.01 +20.1%
33 FIDELITY GREENWOOD STREET TR 21,852.0 $658K 0.01% NEW $30.10
34 FIDELITY GREENWOOD STREET TR 21,953.0 $646K 0.01% NEW $29.42
35 ALLW SSGA ACTIVE TR 21,966.0 $634K 0.01% NEW $28.85 +3.0%
36 AA ALCOA CORP Basic Materials 9,285.0 $616K 0.01% NEW $66.33 -5.5%
37 CGCV CAPITAL GROUP CONSERVATIVE E 20,236.0 $603K 0.01% NEW $29.81 +6.5%
38 PXJ INVESCO EXCHANGE TRADED FD T 13,219.0 $548K 0.01% NEW $41.45 +9.0%
39 PSIX POWER SOLUTIONS INTL INC Industrials 8,773.0 $534K 0.01% NEW $60.88 -35.4%
40 RLTY COHEN & STEERS REAL ESTATE O Financial Services 36,191.0 $526K 0.01% NEW $14.54 +7.0%
Page 2 of 8  ·  153 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 40.3%
Financial Services 22.1%
Consumer Cyclical 8.1%
Communication Services 7.6%
Industrials 4.6%
Consumer Defensive 3.9%
Healthcare 3.6%
Real Estate 3.5%
Energy 3.1%
Basic Materials 1.8%