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Portfolio (Quarterly) Guide ↗

SMITH, MOORE & CO.

· CIK 0000200724
13F Portfolio $1.3B AUM Filed Jan 23, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 526 New
Page 26 of 27  ·  526 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 CGMS CAPITAL GRP FIXED INCM ETF T 7,542.0 $208K 0.02% NEW $27.62 -0.8%
502 GILD GILEAD SCIENCES INC Healthcare 1,684.0 $207K 0.02% NEW $122.72 +6.1%
503 ET ENERGY TRANSFER L P Energy 12,512.0 $206K 0.02% NEW $16.49 +23.2%
504 PHYS SPROTT ASSET MANAGEMENT LP Financial Services 6,160.0 $203K 0.01% NEW $33.02 +3.9%
505 BKLN INVESCO EXCH TRADED FD TR II 9,645.0 $203K 0.01% NEW $21.00 -2.3%
506 VST VISTRA CORP Utilities 1,251.0 $202K 0.01% NEW $161.29 -10.9%
507 MISL FIRST TR EXCHANGE-TRADED FD 4,715.0 $202K 0.01% NEW $42.79 +6.4%
508 VDE VANGUARD WORLD FD 1,602.0 $202K 0.01% NEW $125.92 +35.2%
509 AVUV AMERICAN CENTY ETF TR 1,971.0 $201K 0.01% NEW $101.98 +16.5%
510 XHLF BONDBLOXX ETF TRUST 4,000.0 $201K 0.01% NEW $50.25 +0.0%
511 WPM WHEATON PRECIOUS METALS CORP Basic Materials 1,705.0 $200K 0.01% NEW $117.49 +8.5%
512 NMCO NUVEEN MUN CR OPPORTUNITIES Financial Services 15,399.0 $158K 0.01% NEW $10.23 +4.0%
513 EXPI EXP WORLD HLDGS INC Real Estate 17,204.0 $156K 0.01% NEW $9.05 -47.3%
514 MIN MFS INTER INCOME TR Financial Services 54,019.0 $141K 0.01% NEW $2.61 -7.1%
515 NDMO NUVEEN DYNAMIC MUN OPPORTUNI Financial Services 13,916.0 $140K 0.01% NEW $10.08 +0.1%
516 BDJ BLACKROCK ENHANCED EQUITY DI Financial Services 12,113.0 $115K 0.01% NEW $9.48 -4.4%
517 GAB GABELLI EQUITY TR INC Financial Services 17,595.0 $109K 0.01% NEW $6.17 -10.0%
518 PPT PUTNAM PREMIER INCOME TR Financial Services 27,977.0 $99K 0.01% NEW $3.54 -2.7%
519 WIA WESTERN ASST INFLTN LKD INM Financial Services 11,372.0 $94K 0.01% NEW $8.27 -1.6%
520 PGEN PRECIGEN INC Healthcare 20,000.0 $84K 0.01% NEW $4.18 +2.4%
Page 26 of 27  ·  526 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 34.5%
Technology 20.0%
Industrials 8.1%
Healthcare 7.6%
Consumer Defensive 6.8%
Communication Services 5.9%
Energy 5.9%
Consumer Cyclical 5.4%
Utilities 3.3%
Basic Materials 1.8%