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Portfolio (Quarterly) Guide ↗

NORTHERN TRUST CORP

· CIK 0000073124
13F Portfolio $756.6B AUM 19,864 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 131 New 2568 Added 1041 Reduced 184 Exited
Page 6 of 7  ·  131 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 IFN ABERDEEN INDIA FD INC Financial Services 11,694.0 $132K NEW $11.32 +2.3%
102 BTZ BLACKROCK CR ALLOCATION Financial Services 12,000.0 $121K NEW $10.10 -2.1%
103 QT IMAGING HLDGS INC 19,325.0 $113K NEW $5.87
104 MYN BLACKROCK MUNIYIELD N Y QUAL Financial Services 11,591.0 $111K NEW $9.60 +0.9%
105 GLOO HOLDINGS INC 22,536.0 $108K NEW $4.81
106 DRIO DARIOHEALTH CORP Healthcare 13,237.0 $106K NEW $8.02 +4.1%
107 MRDN MERIDIAN HOLDINGS INC Technology 14,149.0 $102K NEW $7.22 +52.2%
108 ATOS ATOSSA THERAPEUTICS INC Healthcare 19,224.0 $101K NEW $5.26 -9.1%
109 MOUNT LOGAN CAP INC 25,386.0 $91K NEW $3.58
110 FGNX FG NEXUS INC. Financial Services 17,680.0 $88K NEW $4.99 +32.1%
111 OPTX SYNTEC OPTICS HLDGS INC Technology 11,906.0 $84K NEW $7.03 +1.8%
112 SDEV NOVABAY PHARMACEUTICALS INC Healthcare 53,676.0 $80K NEW $1.49 +6.7%
113 EON RESOURCES INC 95,842.0 $80K NEW $0.83
114 ARTIVA BIOTHERAPEUTICS INC 12,208.0 $79K NEW $6.44
115 EDESA BIOTECH INC 14,994.0 $78K NEW $5.23
116 VVR INVESCO SR INCOME TR Financial Services 23,487.0 $76K NEW $3.22 -8.1%
117 COCH ENVOY MEDICAL INC Healthcare 111,050.0 $74K NEW $0.67 +7.3%
118 YYAI AIRWA INC Consumer Cyclical 85,286.0 $71K NEW $0.84 +1262.8%
119 BATL BATTALION OIL CORP Energy 17,227.0 $67K NEW $3.90 -46.2%
120 EVA LIVE INC 17,161.0 $64K NEW $3.75
Page 6 of 7  ·  131 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Financial Services 13.2%
Healthcare 9.9%
Communication Services 9.6%
Consumer Cyclical 9.5%
Industrials 9.4%
Consumer Defensive 5.0%
Energy 4.2%
Real Estate 2.9%
Utilities 2.7%