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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 8 of 68  ·  1,345 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 SHYG ISHARES TR 215,294.0 $9.2M 0.14% -11K -5.0% $42.87 -1.6%
142 BNDX VANGUARD CHARLOTTE FDS 187,596.0 $9.1M 0.14% +27K +16.6% $48.32 -1.5%
143 NFLX NETFLIX INC Communication Services 96,571.0 $9.1M 0.14% +87K +893.9% $93.76 -4.4%
144 BAC BANK AMERICA CORP Financial Services 159,833.0 $8.8M 0.14% +16K +11.2% $55.00 -7.8%
145 KLAC KLA CORP Technology 7,226.0 $8.8M 0.14% +1K +25.4% $1215.00 +44.6%
146 VYM VANGUARD WHITEHALL FDS 60,965.0 $8.7M 0.14% $143.52 +8.6%
147 AIQ GLOBAL X FDS 171,832.0 $8.7M 0.14% +16K +10.3% $50.86 +18.8%
148 CSCO CISCO SYS INC Technology 113,404.0 $8.7M 0.14% +9K +8.7% $77.03 +54.3%
149 IAU ISHARES GOLD TR Financial Services 107,106.0 $8.7M 0.13% +24K +29.4% $81.17 +3.9%
150 AXP AMERICAN EXPRESS CO Financial Services 23,486.0 $8.7M 0.13% +3K +12.4% $369.94 -16.4%
151 UNH UNITEDHEALTH GROUP INC Healthcare 26,239.0 $8.7M 0.13% -3K -10.9% $330.10 +18.5%
152 ORCL ORACLE CORP Technology 44,102.0 $8.6M 0.13% -5K -11.1% $194.91 -4.3%
153 CAFX PROFESIONALLY MANAGED PORTFO 337,487.0 $8.4M 0.13% $25.01 -1.7%
154 FNDF SCHWAB STRATEGIC TR 186,582.0 $8.4M 0.13% +18K +10.5% $45.21 +16.2%
155 USMV ISHARES TR 88,242.0 $8.3M 0.13% -1K -1.6% $94.16 +1.7%
156 FQAL FIDELITY COVINGTON TRUST 109,218.0 $8.3M 0.13% +106K +3701.5% $75.59 +5.0%
157 SCHE SCHWAB STRATEGIC TR 249,855.0 $8.2M 0.13% +89K +55.2% $32.75 +7.1%
158 QCOM QUALCOMM INC Technology 47,637.0 $8.1M 0.13% +693.0 +1.5% $171.05 +19.1%
159 COWZ PACER FDS TR 132,869.0 $8.0M 0.12% -24K -15.2% $60.17 +5.2%
160 MS MORGAN STANLEY Financial Services 44,550.0 $7.9M 0.12% +5K +13.1% $177.53 +8.5%
Page 8 of 68  ·  1,345 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%