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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 68 of 68  ·  1,345 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1341 ERIC TELEFONAKTIEBOLAGET LM ERICS Technology 11,232.0 $108K 0.00% -807.0 -6.7% $9.65 +31.8%
1342 SLI STANDARD LITHIUM LTD Basic Materials 21,000.0 $94K 0.00% -9K -29.2% $4.47 -20.1%
1343 NOK NOKIA CORP Technology 10,174.0 $66K 0.00% +3K +32.9% $6.47 +110.4%
1344 CAPITAL SOUTHWEST CORP 60,000.0 $59K 0.00% NEW $0.99
1345 ABEV AMBEV SA Consumer Defensive 19,593.0 $48K 0.00% +6K +46.4% $2.47 +25.3%
Page 68 of 68  ·  1,345 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%