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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 6 of 68  ·  1,345 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 PM PHILIP MORRIS INTL INC Consumer Defensive 76,062.0 $12.2M 0.19% -485.0 -0.6% $160.40 +20.2%
102 VDC VANGUARD WORLD FD 57,596.0 $12.2M 0.19% +8K +15.5% $211.24 +11.5%
103 CAT CATERPILLAR INC Industrials 21,191.0 $12.1M 0.19% -329.0 -1.5% $572.86 +50.9%
104 CGMU CAPITAL GRP FIXED INCM ETF T 437,990.0 $12.0M 0.18% +136K +45.0% $27.38 -0.9%
105 BKNG BOOKING HOLDINGS INC Consumer Cyclical 2,237.0 $12.0M 0.18% -109.0 -4.7% $5354.53 -97.1%
106 SMH VANECK ETF TRUST 33,177.0 $11.9M 0.18% +367.0 +1.1% $360.13 +52.2%
107 CGUS CAPITAL GROUP CORE EQUITY ET 291,627.0 $11.7M 0.18% +47K +19.2% $40.23 +7.4%
108 RTX RTX CORPORATION Industrials 63,274.0 $11.6M 0.18% +9K +16.2% $183.40 -3.8%
109 SBAR SIMPLIFY EXCHANGE TRADED FUN 437,425.0 $11.4M 0.18% +350K +398.9% $26.16 -2.9%
110 SPTL SPDR SERIES TRUST 427,435.0 $11.3M 0.17% +35K +8.9% $26.47 -4.5%
111 VOE VANGUARD INDEX FDS 62,399.0 $11.1M 0.17% +17K +37.3% $177.37 +8.0%
112 CRM SALESFORCE INC Technology 41,550.0 $11.0M 0.17% +5K +13.2% $264.91 -32.1%
113 CVX CHEVRON CORP NEW Energy 69,662.0 $10.6M 0.16% +5K +7.2% $152.41 +28.7%
114 EFV ISHARES TR 147,933.0 $10.6M 0.16% +29K +24.1% $71.41 +9.2%
115 AMAT APPLIED MATLS INC Technology 40,746.0 $10.5M 0.16% -2K -3.8% $256.99 +59.2%
116 LRCX LAM RESEARCH CORP Technology 60,252.0 $10.3M 0.16% +5K +8.6% $171.18 +60.9%
117 COST COSTCO WHSL CORP NEW Consumer Defensive 11,946.0 $10.3M 0.16% -112.0 -0.9% $862.37 +26.8%
118 CGGO CAPITAL GROUP GBL GROWTH EQT 296,491.0 $10.3M 0.16% +31K +11.6% $34.65 +11.5%
119 VCRB VANGUARD MALVERN FDS 131,430.0 $10.2M 0.16% +3K +2.1% $77.90 -2.1%
120 GSY INVESCO ACTIVELY MANAGED EXC 203,709.0 $10.2M 0.16% +6K +2.9% $50.25 -0.4%
Page 6 of 68  ·  1,345 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%