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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 6 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 NFLX NETFLIX INC Communication Services 9,716.0 $11.6M 0.19% NEW $1198.96 -92.5%
102 BYRE PRINCIPAL EXCHANGE TRADED FD 452,742.0 $11.4M 0.19% NEW $25.28 +7.6%
103 COST COSTCO WHSL CORP NEW Consumer Defensive 12,058.0 $11.2M 0.18% NEW $925.65 +13.3%
104 WFC WELLS FARGO CO NEW Financial Services 130,646.0 $11.0M 0.18% NEW $83.82 -11.3%
105 SMH VANECK ETF TRUST 32,810.0 $10.7M 0.18% NEW $326.36 +66.7%
106 VDC VANGUARD WORLD FD 49,868.0 $10.7M 0.18% NEW $213.73 +9.8%
107 SPTL SPDR SERIES TRUST 392,451.0 $10.6M 0.17% NEW $26.95 -6.2%
108 JNJ JOHNSON &JOHNSON Healthcare 55,803.0 $10.3M 0.17% NEW $185.42 +23.5%
109 CAT CATERPILLAR INC Industrials 21,520.0 $10.3M 0.17% NEW $477.16 +80.3%
110 UNH UNITEDHEALTH GROUP INC Healthcare 29,447.0 $10.2M 0.17% NEW $345.31 +13.3%
111 PQDI PRINCIPAL EXCHANGE TRADED FD 515,838.0 $10.1M 0.17% NEW $19.64 -1.8%
112 CGDV CAPITAL GROUP DIVIDEND VALUE 240,572.0 $10.1M 0.17% NEW $42.03 +12.5%
113 CVX CHEVRON CORP NEW Energy 65,000.0 $10.1M 0.17% NEW $155.29 +26.3%
114 VCRB VANGUARD MALVERN FDS 128,706.0 $10.1M 0.17% NEW $78.41 -2.8%
115 GSY INVESCO ACTIVELY MANAGED EXC 197,882.0 $9.9M 0.16% NEW $50.23 -0.4%
116 OEF ISHARES TR 29,652.0 $9.9M 0.16% NEW $332.84 +10.1%
117 EFAV ISHARES TR 116,116.0 $9.9M 0.16% NEW $84.83 +8.0%
118 SHYG ISHARES TR 226,702.0 $9.8M 0.16% NEW $43.30 -2.6%
119 SPIB SPDR SERIES TRUST 289,452.0 $9.8M 0.16% NEW $33.89 -2.1%
120 CGUS CAPITAL GROUP CORE EQUITY ET 244,616.0 $9.7M 0.16% NEW $39.54 +8.8%
Page 6 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%