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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 55 of 68  ·  1,345 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1081 UBS UBS GROUP AG Financial Services 7,377.0 $342K 0.01% +915.0 +14.2% $46.31 -1.6%
1082 HPE HEWLETT PACKARD ENTERPRISE C Technology 14,213.0 $341K 0.01% $24.02 +35.8%
1083 IYH ISHARES TR 5,228.0 $340K 0.01% -164.0 -3.0% $65.10 -4.9%
1084 XP XP INC Financial Services 20,746.0 $340K 0.01% +6K +40.4% $16.37 +1.8%
1085 MCHP MICROCHIP TECHNOLOGY INC. Technology 5,327.0 $339K 0.01% -1K -19.9% $63.72 +44.1%
1086 NULG NUSHARES ETF TR 3,465.0 $339K 0.01% -29.0 -0.8% $97.80 +12.6%
1087 OKE ONEOK INC NEW Energy 4,606.0 $339K 0.01% +2K +50.3% $73.50 +29.6%
1088 SEIQ SEI EXCHANGE TRADED FUNDS 8,668.0 $337K 0.01% -183.0 -2.1% $38.93 +2.0%
1089 PEG PUBLIC SVC ENTERPRISE GRP IN Utilities 4,201.0 $337K 0.01% -963.0 -18.6% $80.30 -3.7%
1090 EHC ENCOMPASS HEALTH CORP Healthcare 3,178.0 $337K 0.01% -76.0 -2.3% $106.14 -0.0%
1091 DEM WISDOMTREE TR 7,211.0 $337K 0.01% $46.71 +14.5%
1092 JPME J P MORGAN EXCHANGE TRADED F 3,096.0 $336K 0.01% +2K +102.0% $108.68 +10.3%
1093 QQH NORTHERN LTS FD TR III 4,349.0 $336K 0.01% +216.0 +5.2% $77.36 +9.1%
1094 VST VISTRA CORP Utilities 2,085.0 $336K 0.01% -403.0 -16.2% $161.29 -16.5%
1095 WAFD WAFD INC Financial Services 10,452.0 $335K 0.01% +908.0 +9.5% $32.03 +8.9%
1096 UTHR UNITED THERAPEUTICS CORP DEL Healthcare 686.0 $334K 0.01% +31.0 +4.7% $487.25 +16.3%
1097 CCI CROWN CASTLE INC Real Estate 3,754.0 $334K 0.01% +142.0 +3.9% $88.87 +4.2%
1098 NMB SIMPLIFY EXCHANGE TRADED FUN 13,330.0 $333K 0.01% +12K +977.6% $25.01 -3.0%
1099 QGRO AMERICAN CENTY ETF TR 2,905.0 $333K 0.01% -345.0 -10.6% $114.52 -1.8%
1100 EOD ALLSPRING GLOBAL DIVIDEND OP Financial Services 56,965.0 $332K 0.01% $5.83 +10.8%
Page 55 of 68  ·  1,345 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%