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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 53 of 68  ·  1,345 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1041 TLTW ISHARES TR 16,789.0 $381K 0.01% +17K +10000.0% $22.67 -3.8%
1042 RFIX SIMPLIFY EXCHANGE TRADED FUN 10,443.0 $379K 0.01% +3K +33.4% $36.29 +5.5%
1043 MGC VANGUARD WORLD FD 1,506.0 $378K 0.01% +165.0 +12.3% $251.17 +8.7%
1044 IGRO ISHARES TR 4,538.0 $376K 0.01% +96.0 +2.2% $82.77 +6.8%
1045 JBND J P MORGAN EXCHANGE TRADED F 6,936.0 $375K 0.01% -124.0 -1.8% $54.07 -1.9%
1046 XLY SELECT SECTOR SPDR TR 3,133.0 $374K 0.01% +2K +128.0% $119.42 -1.2%
1047 ARKK ARK ETF TR 4,851.0 $373K 0.01% +74.0 +1.6% $76.91 -1.4%
1048 SCHI SCHWAB STRATEGIC TR 16,235.0 $373K 0.01% +7K +72.6% $22.97 -2.1%
1049 NATWEST GROUP PLC 21,293.0 $373K 0.01% -787.0 -3.6% $17.50
1050 LTH LIFE TIME GROUP HOLDINGS INC Consumer Cyclical 14,016.0 $373K 0.01% $26.58 +23.3%
1051 MORN MORNINGSTAR INC Financial Services 1,708.0 $371K 0.01% +659.0 +62.8% $217.31 -20.9%
1052 BIBL NORTHERN LTS FD TR IV 8,198.0 $370K 0.01% +2K +42.7% $45.13 +16.7%
1053 DGRW WISDOMTREE TR 4,115.0 $368K 0.01% $89.43 +7.2%
1054 RFV INVESCO EXCHANGE TRADED FD T 2,873.0 $367K 0.01% +46.0 +1.6% $127.80 +7.0%
1055 FTA FIRST TR EXCHANGE-TRADED ALP 4,258.0 $367K 0.01% +200.0 +4.9% $86.15 +8.9%
1056 GPIX GOLDMAN SACHS ETF TR 6,874.0 $363K 0.01% +7K +4991.9% $52.80 +4.5%
1057 LGOV FIRST TR EXCHANGE-TRADED FD 16,548.0 $361K 0.01% +466.0 +2.9% $21.83 -2.9%
1058 FTGS FIRST TR EXCHANGE-TRADED FD 10,180.0 $360K 0.01% +1K +13.2% $35.35 +3.1%
1059 LBRT LIBERTY ENERGY INC Energy 19,398.0 $358K 0.01% -2K -11.0% $18.46 +79.4%
1060 PIPER SANDLER COMPANIES 1,052.0 $357K 0.01% $339.71
Page 53 of 68  ·  1,345 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%