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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 52 of 68  ·  1,345 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1021 SLB SLB LIMITED Energy 10,511.0 $403K 0.01% +2K +19.6% $38.38 +48.8%
1022 DFAS DIMENSIONAL ETF TRUST 5,788.0 $403K 0.01% +1K +21.8% $69.67 +8.6%
1023 UFPT UFP TECHNOLOGIES INC Healthcare 1,812.0 $402K 0.01% +120.0 +7.1% $222.03 -0.3%
1024 TW TRADEWEB MKTS INC Financial Services 3,734.0 $402K 0.01% +783.0 +26.5% $107.54 -1.4%
1025 BAPR INNOVATOR ETFS TRUST 8,336.0 $400K 0.01% -288.0 -3.3% $47.98 +9.8%
1026 HPQ HP INC Technology 17,941.0 $400K 0.01% +264.0 +1.5% $22.28 -6.1%
1027 RWL INVESCO EXCH TRADED FD TR II 3,487.0 $399K 0.01% +284.0 +8.9% $114.51 +8.7%
1028 PPL PPL CORP Utilities 11,352.0 $398K 0.01% -3K -18.4% $35.02 +1.2%
1029 TROW PRICE T ROWE GROUP INC Financial Services 3,881.0 $397K 0.01% +2K +137.7% $102.39 -1.1%
1030 PSLV SPROTT ASSET MANAGEMENT LP Financial Services 16,759.0 $396K 0.01% -684.0 -3.9% $23.65 +1.5%
1031 GEHC GE HEALTHCARE TECHNOLOGIES I Healthcare 4,831.0 $396K 0.01% +101.0 +2.1% $82.02 -23.0%
1032 GUNR FLEXSHARES TR 8,629.0 $396K 0.01% +2K +35.4% $45.85 +18.3%
1033 THW ABRDN WORLD HEALTHCARE FUND Financial Services 30,852.0 $394K 0.01% +2K +6.5% $12.78 -0.0%
1034 LDSF FIRST TR EXCHNG TRADED FD VI 20,560.0 $394K 0.01% -2K -8.9% $19.16 -1.7%
1035 KMI KINDER MORGAN INC DEL Energy 14,297.0 $393K 0.01% -148.0 -1.0% $27.49 +22.7%
1036 DFIV DIMENSIONAL ETF TRUST 7,862.0 $392K 0.01% -786.0 -9.1% $49.90 +10.7%
1037 URNM SPROTT FDS TR 7,145.0 $392K 0.01% +796.0 +12.5% $54.89 +4.6%
1038 XMVM INVESCO EXCHANGE TRADED FD T 6,064.0 $389K 0.01% -54.0 -0.9% $64.16 +6.4%
1039 AME AMETEK INC Industrials 1,873.0 $384K 0.01% +170.0 +10.0% $205.27 +8.0%
1040 BKMC BNY MELLON ETF TRUST 3,506.0 $382K 0.01% +66.0 +1.9% $108.93 +7.5%
Page 52 of 68  ·  1,345 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%