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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 5 of 68  ·  1,345 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 PQDI PRINCIPAL EXCHANGE TRADED FD 734,899.0 $14.4M 0.22% +219K +42.5% $19.57 -1.1%
82 BYRE PRINCIPAL EXCHANGE TRADED FD 573,727.0 $14.0M 0.22% +121K +26.7% $24.46 +10.8%
83 CMDY ISHARES U S ETF TR 287,546.0 $14.0M 0.22% +19K +6.9% $48.75 +29.2%
84 GEM GOLDMAN SACHS ETF TR 332,219.0 $13.8M 0.21% $41.62 +16.7%
85 LVHI LEGG MASON ETF INVT 375,218.0 $13.8M 0.21% $36.82 +12.2%
86 VOO VANGUARD INDEX FDS 21,941.0 $13.8M 0.21% +520.0 +2.4% $627.13 +7.6%
87 WFC WELLS FARGO CO NEW Financial Services 147,416.0 $13.7M 0.21% +17K +12.8% $93.20 -20.2%
88 GGUS GOLDMAN SACHS ETF TR 214,241.0 $13.6M 0.21% +3K +1.6% $63.66 +4.5%
89 SCHW SCHWAB CHARLES CORP Financial Services 135,839.0 $13.6M 0.21% -16K -10.7% $99.91 -7.9%
90 HIGH SIMPLIFY EXCHANGE TRADED FUN 599,795.0 $13.4M 0.21% +79K +15.2% $22.31 -3.8%
91 VWO VANGUARD INTL EQUITY INDEX F 248,237.0 $13.3M 0.21% +5K +2.2% $53.76 +7.4%
92 SCHH SCHWAB STRATEGIC TR 638,775.0 $13.3M 0.21% +50K +8.4% $20.89 +11.0%
93 SPIB SPDR SERIES TRUST 394,576.0 $13.3M 0.21% +105K +36.3% $33.81 -1.8%
94 XOM EXXON MOBIL CORP Energy 109,077.0 $13.1M 0.20% +4K +3.5% $120.34 +32.8%
95 SPHY SPDR SERIES TRUST 549,655.0 $13.0M 0.20% -33K -5.6% $23.67 -1.8%
96 CGDV CAPITAL GROUP DIVIDEND VALUE 296,898.0 $13.0M 0.20% +56K +23.4% $43.64 +8.6%
97 USHY ISHARES TR 346,333.0 $13.0M 0.20% -25K -6.8% $37.40 -1.8%
98 JNJ JOHNSON &JOHNSON Healthcare 62,517.0 $12.9M 0.20% +7K +12.0% $206.95 +10.6%
99 VO VANGUARD INDEX FDS 44,259.0 $12.8M 0.20% $290.22 -73.8%
100 EQWL INVESCO EXCHANGE TRADED FD T 107,533.0 $12.7M 0.20% +2K +2.4% $118.16 +5.0%
Page 5 of 68  ·  1,345 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%