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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 47 of 68  ·  1,345 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
921 VRIG INVESCO ACTIVELY MANAGED EXC 20,938.0 $526K 0.01% +4K +21.3% $25.10 -0.3%
922 DIA SPDR DOW JONES INDL AVERAGE Financial Services 1,091.0 $524K 0.01% $480.65 +4.7%
923 GOVI INVESCO EXCH TRADED FD TR II 19,005.0 $524K 0.01% -4K -17.4% $27.55 -3.1%
924 SIL GLOBAL X FDS 6,259.0 $523K 0.01% -3K -29.6% $83.52 +7.0%
925 LEA LEAR CORP Consumer Cyclical 4,556.0 $522K 0.01% +44.0 +1.0% $114.59 +20.8%
926 MAR MARRIOTT INTL INC NEW Consumer Cyclical 1,673.0 $519K 0.01% -69.0 -4.0% $310.28 +19.4%
927 RSG REPUBLIC SVCS INC Industrials 2,445.0 $518K 0.01% -101.0 -4.0% $211.89 +0.1%
928 MCHI ISHARES TR 8,616.0 $518K 0.01% -3K -22.6% $60.07 -6.8%
929 RSPH INVESCO EXCHANGE TRADED FD T 16,191.0 $516K 0.01% +1K +9.4% $31.85 -3.3%
930 PKG PACKAGING CORP AMER Consumer Cyclical 2,498.0 $515K 0.01% +124.0 +5.2% $206.27 +3.4%
931 IMAR INNOVATOR ETFS TRUST 17,236.0 $515K 0.01% -3K -13.5% $29.87 +1.2%
932 HACK AMPLIFY ETF TR 6,397.0 $514K 0.01% -586.0 -8.4% $80.36 +15.4%
933 JHPI JOHN HANCOCK EXCHANGE TRADED 22,477.0 $513K 0.01% NEW $22.84 -0.2%
934 ACWX ISHARES TR 7,592.0 $510K 0.01% $67.13 +12.2%
935 MDY SPDR S&P MIDCAP 400 ETF TR Financial Services 841.0 $508K 0.01% $603.60 +10.2%
936 BKIE BNY MELLON ETF TRUST 5,477.0 $507K 0.01% -228.0 -4.0% $92.56 +7.5%
937 HSBC HSBC HLDGS PLC Financial Services 6,443.0 $507K 0.01% +1K +26.1% $78.67 +17.0%
938 FTCB FIRST TR EXCHANGE-TRADED FD 23,855.0 $506K 0.01% +6K +30.5% $21.23 -2.6%
939 PULS PGIM ETF TR 10,203.0 $506K 0.01% +4K +65.7% $49.59 +0.2%
940 INGERSOLL RAND INC 6,384.0 $506K 0.01% -1K -15.3% $79.22
Page 47 of 68  ·  1,345 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%