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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 47 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
921 MIDCAP FINANCIAL INVSTMNT CO 40,350.0 $484K 0.01% NEW $11.99
922 SCHB SCHWAB STRATEGIC TR 18,748.0 $482K 0.01% NEW $25.71 +11.2%
923 JPC NUVEEN PFD &INCOME OPPORTUN Financial Services 58,714.0 $481K 0.01% NEW $8.20 -5.2%
924 HPQ HP INC Technology 17,677.0 $481K 0.01% NEW $27.23 -19.6%
925 LIBERTY MEDIA CORP DEL 4,608.0 $481K 0.01% NEW $104.45
926 WTV WISDOMTREE TR 5,268.0 $479K 0.01% NEW $91.01 +10.3%
927 BROOKFIELD ASSET MANAGMT LTD 8,417.0 $479K 0.01% NEW $56.94
928 BSEP INNOVATOR ETFS TRUST 9,829.0 $475K 0.01% NEW $48.29 +7.7%
929 BRLN BLACKROCK ETF TRUST II 9,110.0 $475K 0.01% NEW $52.09 -2.4%
930 BUFQ FIRST TR EXCHNG TRADED FD VI 13,572.0 $473K 0.01% NEW $34.84 +11.9%
931 AMSC AMERICAN SUPERCONDUCTOR CORP Industrials 7,948.0 $472K 0.01% NEW $59.39 -16.8%
932 ISCG ISHARES TR 8,653.0 $470K 0.01% NEW $54.31 +12.9%
933 BKR BAKER HUGHES COMPANY Energy 9,627.0 $469K 0.01% NEW $48.72 +35.1%
934 BWX SPDR SERIES TRUST 20,377.0 $469K 0.01% NEW $23.00 -4.6%
935 TDIV FIRST TR EXCHANGE TRADED FD 4,740.0 $467K 0.01% NEW $98.60 +14.7%
936 BNS BANK NOVA SCOTIA HALIFAX Financial Services 7,139.0 $462K 0.01% NEW $64.65 +22.9%
937 ISHARES TR 20,052.0 $460K 0.01% NEW $22.95
938 NRG NRG ENERGY INC Utilities 2,820.0 $457K 0.01% NEW $161.95 -15.5%
939 AER AERCAP HOLDINGS NV Industrials 3,772.0 $456K 0.01% NEW $121.00 +15.3%
940 LEA LEAR CORP Consumer Cyclical 4,512.0 $454K 0.01% NEW $100.61 +37.6%
Page 47 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%