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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 46 of 68  ·  1,345 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
901 BSCT INVESCO EXCH TRD SLF IDX FD 29,511.0 $556K 0.01% +7K +33.5% $18.83 -1.5%
902 BSCS INVESCO EXCH TRD SLF IDX FD 26,974.0 $556K 0.01% +6K +31.2% $20.60 -1.2%
903 CRDT SIMPLIFY EXCHANGE TRADED FUN 23,703.0 $553K 0.01% +2K +7.1% $23.31 -2.1%
904 HSMV FIRST TR EXCH TRADED FD III 15,488.0 $552K 0.01% +1K +10.1% $35.65 +4.6%
905 BKLC BNY MELLON ETF TRUST 4,198.0 $549K 0.01% $130.80 +8.8%
906 JPC NUVEEN PFD &INCOME OPPORTUN Financial Services 67,631.0 $548K 0.01% +9K +15.2% $8.11 -4.2%
907 CGW INVESCO EXCH TRADED FD TR II 8,699.0 $548K 0.01% -109.0 -1.2% $63.01 -1.2%
908 TLT ISHARES TR 6,201.0 $541K 0.01% -8K -55.0% $87.16 -3.4%
909 HBAN HUNTINGTON BANCSHARES INC Financial Services 31,144.0 $540K 0.01% $17.35 -8.6%
910 BROOKFIELD ASSET MANAGMT LTD 10,288.0 $539K 0.01% +2K +22.2% $52.39
911 FCNCA FIRST CTZNS BANCSHARES INC D Financial Services 251.0 $539K 0.01% +7.0 +2.9% $2146.18 -7.3%
912 MET METLIFE INC Financial Services 6,810.0 $538K 0.01% -272.0 -3.8% $78.94 +6.8%
913 APOS APOLLO GLOBAL MGMT INC Financial Services 3,709.0 $537K 0.01% -338.0 -8.3% $144.76 -81.9%
914 VIS VANGUARD WORLD FD 1,799.0 $537K 0.01% +617.0 +52.2% $298.36 +11.7%
915 TOTALENERGIES SE 8,193.0 $536K 0.01% NEW $65.42
916 APTIV PLC 7,043.0 $536K 0.01% -7K -48.9% $76.09
917 GLDM WORLD GOLD TR Financial Services 6,217.0 $531K 0.01% -3K -34.2% $85.37 +5.3%
918 FIX COMFORT SYS USA INC Industrials 568.0 $530K 0.01% -258.0 -31.2% $933.29 +96.5%
919 TCHP T ROWE PRICE ETF INC 10,578.0 $527K 0.01% +2K +18.6% $49.86 +3.4%
920 FMDE FIDELITY COVINGTON TRUST 14,448.0 $526K 0.01% +3K +29.4% $36.38 +6.5%
Page 46 of 68  ·  1,345 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%