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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 46 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
901 PKG PACKAGING CORP AMER Consumer Cyclical 2,374.0 $517K 0.01% NEW $217.97 -2.2%
902 PPL PPL CORP Utilities 13,920.0 $517K 0.01% NEW $37.16 -4.6%
903 FLRT PACER FDS TR 10,897.0 $516K 0.01% NEW $47.39 -1.4%
904 HSMV FIRST TR EXCH TRADED FD III 14,069.0 $512K 0.01% NEW $36.37 +2.5%
905 BKIE BNY MELLON ETF TRUST 5,705.0 $511K 0.01% NEW $89.55 +11.1%
906 DIA SPDR DOW JONES INDL AVERAGE Financial Services 1,093.0 $507K 0.01% NEW $463.78 +8.5%
907 MDY SPDR S&P MIDCAP 400 ETF TR Financial Services 841.0 $501K 0.01% NEW $596.09 +11.6%
908 FFLG FIDELITY COVINGTON TRUST 16,961.0 $500K 0.01% NEW $29.48 +15.1%
909 GOCT FIRST TR EXCHNG TRADED FD VI 12,992.0 $498K 0.01% NEW $38.31 +7.2%
910 CART MAPLEBEAR INC Consumer Cyclical 13,476.0 $495K 0.01% NEW $36.76 +9.1%
911 SLYG SPDR SERIES TRUST 5,242.0 $494K 0.01% NEW $94.30 +13.7%
912 ACWX ISHARES TR 7,599.0 $494K 0.01% NEW $65.01 +15.8%
913 GVI ISHARES TR 4,586.0 $493K 0.01% NEW $107.43 -1.5%
914 UCON FIRST TR EXCHNG TRADED FD VI 19,494.0 $491K 0.01% NEW $25.19 -1.7%
915 SHM SPDR SERIES TRUST 10,155.0 $490K 0.01% NEW $48.22 -1.0%
916 LNT ALLIANT ENERGY CORP Utilities 7,260.0 $489K 0.01% NEW $67.41 +8.7%
917 VST VISTRA CORP Utilities 2,488.0 $487K 0.01% NEW $195.88 -26.5%
918 FTSL FIRST TR EXCHANGE-TRADED FD 10,599.0 $486K 0.01% NEW $45.84 -2.0%
919 FBP FIRST BANCORP P R Financial Services 21,997.0 $485K 0.01% NEW $22.05 +9.6%
920 MFC MANULIFE FINL CORP Financial Services 15,567.0 $485K 0.01% NEW $31.15 +25.3%
Page 46 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%