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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 44 of 68  ·  1,345 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
861 DOV DOVER CORP Industrials 3,137.0 $612K 0.01% +20.0 +0.6% $195.21 +6.4%
862 MDYG SPDR SERIES TRUST 6,611.0 $611K 0.01% -5K -41.5% $92.43 +14.4%
863 FRDM EA SERIES TRUST 11,904.0 $610K 0.01% -125.0 -1.0% $51.27 +32.6%
864 USRT ISHARES TR 10,669.0 $608K 0.01% +233.0 +2.2% $56.96 +14.8%
865 WAT WATERS CORP Healthcare 1,594.0 $605K 0.01% +135.0 +9.2% $379.71 -10.1%
866 BIDU BAIDU INC Communication Services 4,632.0 $605K 0.01% +115.0 +2.5% $130.66 +0.4%
867 HYHG PROSHARES TR 9,394.0 $605K 0.01% -650.0 -6.5% $64.40 +0.3%
868 BNOV INNOVATOR ETFS TRUST 13,543.0 $602K 0.01% +1K +10.0% $44.46 +6.5%
869 CEMB ISHARES INC 13,124.0 $602K 0.01% +781.0 +6.3% $45.87 -0.8%
870 CFG CITIZENS FINL GROUP INC Financial Services 10,270.0 $600K 0.01% -642.0 -5.9% $58.41 +7.5%
871 STT STATE STR CORP Financial Services 4,629.0 $597K 0.01% -422.0 -8.3% $129.00 +19.4%
872 SCHA SCHWAB STRATEGIC TR 20,937.0 $596K 0.01% -314.0 -1.5% $28.48 +16.5%
873 FENY FIDELITY COVINGTON TRUST 24,033.0 $595K 0.01% $24.77 +32.9%
874 IHF ISHARES TR 12,415.0 $595K 0.01% +391.0 +3.2% $47.94 +4.7%
875 PSA PUBLIC STORAGE OPER CO Real Estate 2,290.0 $594K 0.01% -109.0 -4.5% $259.51 +16.7%
876 FLDR FIDELITY MERRIMACK STR TR 11,826.0 $594K 0.01% -2K -16.0% $50.23 -0.2%
877 KRE SPDR SERIES TRUST 9,158.0 $594K 0.01% +3K +38.3% $64.81 +6.8%
878 WTV WISDOMTREE TR 6,361.0 $593K 0.01% +1K +20.8% $93.30 +7.6%
879 BBLU EA SERIES TRUST 38,676.0 $590K 0.01% +301.0 +0.8% $15.26 +8.3%
880 LMBS FIRST TR EXCHANGE-TRADED FD 11,806.0 $590K 0.01% -3K -21.7% $49.99 -0.7%
Page 44 of 68  ·  1,345 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%