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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 4 of 68  ·  1,345 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 APCB TRUST FOR PROFESSIONAL MANAG 648,211.0 $19.2M 0.30% +50K +8.3% $29.65 -1.7%
62 IWY ISHARES TR 67,305.0 $18.6M 0.29% -42K -38.3% $276.94 +4.8%
63 TSLA TESLA INC Consumer Cyclical 41,361.0 $18.6M 0.29% +5K +13.8% $449.72 -10.7%
64 GOVT ISHARES TR 775,899.0 $17.9M 0.28% +212K +37.7% $23.02 -2.3%
65 QYLD GLOBAL X FDS 1,002,702.0 $17.7M 0.27% +15K +1.5% $17.67 +0.1%
66 PREF PRINCIPAL EXCHANGE TRADED FD 927,395.0 $17.7M 0.27% +255K +37.8% $19.07 -0.8%
67 VCSH VANGUARD SCOTTSDALE FDS 220,883.0 $17.6M 0.27% +34K +18.1% $79.73 -1.3%
68 XYLD GLOBAL X FDS 432,679.0 $17.6M 0.27% +5K +1.1% $40.63 -1.5%
69 ETY EATON VANCE TAX-MANAGED DIVE Financial Services 1,133,857.0 $17.4M 0.27% -18K -1.6% $15.34 -4.8%
70 FNDE SCHWAB STRATEGIC TR 475,659.0 $17.2M 0.27% +39K +8.9% $36.06 +11.1%
71 MA MASTERCARD INCORPORATED Financial Services 29,791.0 $17.0M 0.26% -419.0 -1.4% $570.88 -10.9%
72 SPY SPDR S&P 500 ETF TR Financial Services 24,143.0 $16.5M 0.25% +4K +19.4% $681.91 +7.7%
73 VHT VANGUARD WORLD FD 56,201.0 $16.2M 0.25% +4K +7.1% $287.85 -6.3%
74 FNDX SCHWAB STRATEGIC TR 588,939.0 $16.0M 0.25% -92K -13.5% $27.21 +11.0%
75 GIGB GOLDMAN SACHS ETF TR 336,075.0 $15.5M 0.24% $46.25 -2.3%
76 VXF VANGUARD INDEX FDS 73,634.0 $15.4M 0.24% $209.12 +5.9%
77 OEF ISHARES TR 44,396.0 $15.2M 0.23% +15K +49.7% $342.97 +7.1%
78 VCIT VANGUARD SCOTTSDALE FDS 181,177.0 $15.2M 0.23% +3K +1.5% $83.75 -2.2%
79 WMT WALMART INC Consumer Defensive 134,037.0 $14.9M 0.23% +17K +14.5% $111.41 +19.1%
80 ABBV ABBVIE INC Healthcare 64,569.0 $14.8M 0.23% +5K +8.8% $228.49 -8.2%
Page 4 of 68  ·  1,345 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%