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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 29 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
561 NSC NORFOLK SOUTHN CORP Industrials 4,590.0 $1.4M 0.02% NEW $300.40 +3.7%
562 JHG JANUS HENDERSON GROUP PLC Financial Services 30,951.0 $1.4M 0.02% NEW $44.51 +16.2%
563 USA LIBERTY ALL STAR EQUITY FD Financial Services 216,947.0 $1.4M 0.02% NEW $6.34 -8.8%
564 FLGB FRANKLIN TEMPLETON ETF TR 42,306.0 $1.4M 0.02% NEW $32.31 +11.8%
565 IJUL INNOVATOR ETFS TRUST 41,736.0 $1.4M 0.02% NEW $32.69 +7.9%
566 FITB FIFTH THIRD BANCORP Financial Services 30,577.0 $1.4M 0.02% NEW $44.55 +10.3%
567 FOXA FOX CORP Communication Services 21,557.0 $1.4M 0.02% NEW $63.06 +1.9%
568 HCA HCA HEALTHCARE INC Healthcare 3,184.0 $1.4M 0.02% NEW $426.16 -7.9%
569 CTA SIMPLIFY EXCHANGE TRADED FUN 48,475.0 $1.4M 0.02% NEW $27.97 +10.6%
570 VLO VALERO ENERGY CORP Energy 7,960.0 $1.4M 0.02% NEW $170.25 +49.1%
571 SCHF SCHWAB STRATEGIC TR 58,181.0 $1.4M 0.02% NEW $23.28 +17.5%
572 EEM ISHARES TR 25,104.0 $1.3M 0.02% NEW $53.40 +23.7%
573 PRU PRUDENTIAL FINL INC Financial Services 12,881.0 $1.3M 0.02% NEW $103.74 -0.5%
574 FPF FIRST TR INTER DURATN PFD & Financial Services 69,726.0 $1.3M 0.02% NEW $19.15 -6.4%
575 FLRN SPDR SERIES TRUST 43,263.0 $1.3M 0.02% NEW $30.86 -0.1%
576 EXC EXELON CORP Utilities 29,510.0 $1.3M 0.02% NEW $45.01 +0.8%
577 FCX FREEPORT-MCMORAN INC Basic Materials 33,764.0 $1.3M 0.02% NEW $39.22 +58.9%
578 YUMC YUM CHINA HLDGS INC Consumer Cyclical 30,836.0 $1.3M 0.02% NEW $42.92 +6.1%
579 BBY BEST BUY INC Consumer Cyclical 17,498.0 $1.3M 0.02% NEW $75.62 -19.1%
580 PSI INVESCO EXCHANGE TRADED FD T 18,719.0 $1.3M 0.02% NEW $70.32 +114.3%
Page 29 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%