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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 24 of 68  ·  1,345 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
461 BTI BRITISH AMERN TOB PLC Consumer Defensive 37,184.0 $2.1M 0.03% -1K -3.2% $56.62 +16.1%
462 UTES ETFIS SER TR I 26,498.0 $2.1M 0.03% +564.0 +2.2% $78.95 +1.6%
463 NLR VANECK ETF TRUST 16,810.0 $2.1M 0.03% -4K -19.4% $124.20 +4.6%
464 HELO J P MORGAN EXCHANGE TRADED F 31,346.0 $2.1M 0.03% -2K -7.3% $66.43 +2.0%
465 YYY AMPLIFY ETF TR 179,874.0 $2.1M 0.03% +4K +2.1% $11.51 +0.3%
466 EFA ISHARES TR 21,539.0 $2.1M 0.03% -442.0 -2.0% $96.03 +8.5%
467 RIV RIVERNORTH OPPORTUNITIES FD Financial Services 175,883.0 $2.1M 0.03% -8K -4.3% $11.74 -2.0%
468 XRMI GLOBAL X FDS 114,459.0 $2.0M 0.03% +4K +3.3% $17.87 -4.0%
469 CWB SPDR SERIES TRUST 22,754.0 $2.0M 0.03% +355.0 +1.6% $89.20 +18.1%
470 WH WYNDHAM HOTELS &RESORTS INC Consumer Cyclical 26,812.0 $2.0M 0.03% +16K +141.8% $75.56 +7.1%
471 PZA INVESCO EXCH TRADED FD TR II 87,296.0 $2.0M 0.03% -858.0 -1.0% $23.19 -1.1%
472 PYPL PAYPAL HLDGS INC Financial Services 34,486.0 $2.0M 0.03% +2K +6.0% $58.38 -24.0%
473 DXCM DEXCOM INC Healthcare 30,325.0 $2.0M 0.03% +24K +414.3% $66.37 +8.3%
474 BUFD FIRST TR EXCHNG TRADED FD VI 71,072.0 $2.0M 0.03% +6K +8.7% $28.24 +4.5%
475 XV SIMPLIFY EXCHANGE TRADED FUN 79,106.0 $2.0M 0.03% +70K +746.4% $25.37 -3.0%
476 CGO CALAMOS GLOBAL TOTAL RETURN Financial Services 175,618.0 $2.0M 0.03% -5K -2.7% $11.39 +17.1%
477 BABA ALIBABA GROUP HLDG LTD Consumer Cyclical 13,646.0 $2.0M 0.03% -1K -7.1% $146.58 -10.3%
478 AMT AMERICAN TOWER CORP NEW Real Estate 11,349.0 $2.0M 0.03% +927.0 +8.9% $175.58 +4.7%
479 TD TORONTO DOMINION BK ONT Financial Services 21,034.0 $2.0M 0.03% +4K +20.8% $94.20 +16.3%
480 KMB KIMBERLY-CLARK CORP Consumer Defensive 19,469.0 $2.0M 0.03% +503.0 +2.6% $100.89 -2.1%
Page 24 of 68  ·  1,345 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%