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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 23 of 68  ·  1,345 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 WCN WASTE CONNECTIONS INC Industrials 12,525.0 $2.2M 0.03% +215.0 +1.8% $175.36 -10.5%
442 GOF GUGGENHEIM STRATEGIC OPPORTU Financial Services 169,603.0 $2.2M 0.03% +16K +10.4% $12.88 -13.1%
443 NOC NORTHROP GRUMMAN CORP Industrials 3,828.0 $2.2M 0.03% -24.0 -0.6% $570.22 -3.3%
444 WBD WARNER BROS DISCOVERY INC Communication Services 75,684.0 $2.2M 0.03% +24K +45.1% $28.82 -4.9%
445 SUB ISHARES TR 20,437.0 $2.2M 0.03% -110.0 -0.5% $106.70 -0.5%
446 FIRST TR EXCHANGE TRADED FD 92,179.0 $2.2M 0.03% -1K -1.4% $23.62
447 ICF ISHARES TR 36,480.0 $2.2M 0.03% +926.0 +2.6% $59.67 +14.3%
448 HII HUNTINGTON INGALLS INDS INC Industrials 6,394.0 $2.2M 0.03% +123.0 +2.0% $340.05 -6.6%
449 GSK GSK PLC Healthcare 44,290.0 $2.2M 0.03% +3K +6.5% $49.04 +5.1%
450 BLW BLACKROCK LTD DURATION INCOM Financial Services 158,067.0 $2.2M 0.03% -5K -2.9% $13.74 -10.0%
451 VRP INVESCO EXCH TRADED FD TR II 89,200.0 $2.2M 0.03% -147K -62.2% $24.33 -0.4%
452 PAYX PAYCHEX INC Industrials 19,272.0 $2.2M 0.03% +2K +9.8% $112.18 -16.0%
453 SO SOUTHERN CO Utilities 24,786.0 $2.2M 0.03% +2K +8.4% $87.20 +7.4%
454 SAN BANCO SANTANDER SA Financial Services 182,449.0 $2.1M 0.03% +47K +34.8% $11.73 +5.5%
455 SCHX SCHWAB STRATEGIC TR 79,349.0 $2.1M 0.03% -4K -4.5% $26.91 +8.5%
456 SGOV ISHARES TR 21,192.0 $2.1M 0.03% +194.0 +0.9% $100.38 +0.2%
457 FDEM FIDELITY COVINGTON TRUST 68,387.0 $2.1M 0.03% +27K +65.6% $30.88 +16.3%
458 RUSSELL INVTS EXCHANGE TRADE 71,114.0 $2.1M 0.03% -26K -26.9% $29.69
459 AVUV AMERICAN CENTY ETF TR 20,663.0 $2.1M 0.03% -550.0 -2.6% $101.98 +16.9%
460 NEM NEWMONT CORP Basic Materials 21,100.0 $2.1M 0.03% +11K +103.7% $99.85 +8.5%
Page 23 of 68  ·  1,345 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%