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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 2 of 68  ·  1,345 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 YLD PRINCIPAL EXCHANGE TRADED FD 2,872,059.0 $54.6M 0.84% +759K +35.9% $19.00 -0.5%
22 APUE TRUST FOR PROFESSIONAL MANAG 1,301,886.0 $54.2M 0.84% +126K +10.7% $41.67 +7.7%
23 IVW ISHARES TR 434,711.0 $53.6M 0.83% +17K +4.0% $123.26 +9.1%
24 VTI VANGUARD INDEX FDS 157,844.0 $52.9M 0.82% +3K +1.6% $335.27 +7.4%
25 IUSG ISHARES TR 306,857.0 $51.5M 0.80% -42K -12.1% $167.94 +9.3%
26 IEFA ISHARES TR 518,847.0 $46.4M 0.72% -43K -7.7% $89.46 +6.6%
27 META META PLATFORMS INC Communication Services 68,016.0 $44.9M 0.69% +4K +5.5% $660.09 -7.4%
28 SCHG SCHWAB STRATEGIC TR 1,359,101.0 $44.3M 0.68% +79K +6.2% $32.62 +3.9%
29 IJR ISHARES TR 361,345.0 $43.4M 0.67% +97K +36.6% $120.18 +10.8%
30 SCHP SCHWAB STRATEGIC TR 1,582,458.0 $41.9M 0.65% +81K +5.4% $26.49 +0.2%
31 IDEV ISHARES TR 506,449.0 $41.8M 0.64% +31K +6.4% $82.48 +6.7%
32 GSIE GOLDMAN SACHS ETF TR 945,892.0 $40.6M 0.63% -64K -6.3% $42.94 +4.7%
33 AVGO BROADCOM INC Technology 113,334.0 $39.2M 0.60% +7K +6.5% $346.10 +18.8%
34 GOOG ALPHABET INC Communication Services 122,239.0 $38.4M 0.59% +12K +10.4% $313.80 +25.3%
35 IXUS ISHARES TR 425,900.0 $36.0M 0.56% -25K -5.6% $84.64 +10.0%
36 GSLC GOLDMAN SACHS ETF TR 255,255.0 $33.8M 0.52% +3K +1.3% $132.37 +5.1%
37 FTEC FIDELITY COVINGTON TRUST 149,048.0 $33.5M 0.52% +62K +72.0% $224.67 +18.5%
38 JPM JPMORGAN CHASE &CO. Financial Services 96,932.0 $31.2M 0.48% +5K +5.4% $322.22 -6.7%
39 VEA VANGUARD TAX-MANAGED FDS 486,009.0 $30.4M 0.47% -7K -1.4% $62.47 +10.4%
40 JEPI J P MORGAN EXCHANGE TRADED F 526,834.0 $30.2M 0.47% -94K -15.1% $57.24 -2.0%
Page 2 of 68  ·  1,345 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%